One or more investors apparently complained about securities broker Tyler Layton Childs [CRD: 6057499, Birmingham, Michigan], according to disclosures on FINRA BrokerCheck. Evidently, Tyler Childs has been registered with UBS Financial Services Inc. since October 13, 2017. Investors are encouraged to Below, you can learn more about the disputes involving this broker.
Particularly, on July 2, 2024, a UBS Financial Services Inc. client filed FINRA Arbitration No. 24-01458 about Tyler Childs. The client alleged that Childs made misrepresentations of material fact, was negligent, and breached his fiduciary duty. Because of this, the client allegedly sustained damages on options and equities. Therefore, the client requested compensation from UBS Financial Services Inc. or Childs. Evidently, this arbitration is pending a resolution.
In plain terms, when a financial advisor is accused of misrepresentation, it means they may have provided clients with inaccurate or misleading information about investments. This can lead investors to make decisions based on false premises, potentially resulting in financial harm. Negligence refers to a failure by the advisor to exercise the appropriate level of care or diligence when handling an investor's portfolio or providing investment advice. In either case, such actions may violate both legal standards and industry rules, which are designed to protect investors.
Do you have additional questions or concerns regarding investments you made with Tyler Childs? You can contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney regarding a potential recovery of investment-related losses. Soreide Law Group has helped recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Childs and brokerage firms Childs worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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