Investors apparently complained about securities broker Victoria Leigh Pierce (also known as Victoria Wightman Pierce) [CRD: 1311269, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Pierce joined J.P. Morgan Securities LLC on February 15, 2013, serving both as a securities broker and financial advisor. Below, you can learn more about the client disputes involving Victoria Pierce and her previous employment history.
Specifically, on February 5, 2025, a Wells Fargo Clearing Services client filed FINRA Arbitration No. 25-00197 about Victoria Pierce. Particularly, the client alleged that Pierce failed to oversee their accounts, which allegedly led to an improper fund transfer. For this reason, the client allegedly experienced damages. So, the client requested compensatory damages from Wells Fargo Clearing Services or Pierce. Evidently, this arbitration is pending a resolution.
Notably, a client of Citigroup Global Markets contested Victoria Pierce’s sales practices by filing NASD Arbitration No. 04-02856. Allegedly, Pierce breached her fiduciary duty and made unsuitable recommendations about tech securities and margin accounts. Consequently, NASD Arbitrators issued an Award dated September 7, 2005, compelling Citigroup Global Markets or Pierce to compensate the client in the amount of $34,000.00.
Are you concerned regarding investments you made through Victoria Pierce? You can reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney. Soreide Law Group has recovered losses for investors throughout the USA. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Pierce and brokerage firms Pierce worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
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