FINRA and New Jersey Bureau of Securities have barred securities broker Vincent Pucciarelli [CRD: 2039846, Woodbridge, New Jersey]. Evidently, he worked for Investment Network Inc. from January 4, 2017, to August 9, 2023. Here's an overview of the regulatory actions involving Pucciarelli.
Vincent Pucciarelli faced sanctions from New Jersey Bureau of Securities, leading to the revocation of his securities broker license. This disciplinary measure was a consequence of an order that expelled him from a self-regulatory organization.
On August 9, 2023, FINRA sanctioned Pucciarelli for his refusal to provide testimony during an investigation. The probe focused on sales of pre-IPO private placement offerings. The refusal to cooperate and testify led to an indefinite bar from associating with any FINRA member in any capacity.
Also, Investment Network Inc. terminated its association with Vincent Pucciarelli. The firm's action was based on his acknowledgment of his refusal to testify in the FINRA investigation.
If your investments were negatively impacted by Pucciarelli's actions, you are encouraged to contact Soreide Law Group online or at (888) 760-6552. The firm helps investors across the United States on a contingency fee basis, covering all associated costs.
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