The following summation of information is listed on FINRA's website under “Disciplinary and Other FINRA Actions, May, 2014.”
Jeffrey Scott Davis (CRD #3081852, Virginia Beach, Virginia)
was barred by FINRA. According to FINRA's report, allegedly Davis converted $116,976.69 from his clients' brokerage accounts at his firm and used these funds for his personal use.
According to FINRA's findings, Davis performed 71 unauthorized electronic automated clearing house (ACH) payments from his clients' accounts and directed the money to his personal credit card accounts.
Jeffrey S. Davis did not have his clients' permission to transfer or use their money for any purpose.
(FINRA Case #2013037743101)
Jeffrey Scott Davis was previously registered with the following FINRA firm(s):
AMERIPRISE FINANCIAL SERVICES, INC. (CRD# 6363) - CHESAPEAKE, VA
09/2000 - 07/2013
IDS LIFE INSURANCE COMPANY (CRD# 6321) - MINNEAPOLIS, MN
09/2000 - 07/2006
WADDELL & REED, INC. (CRD# 866) - OVERLAND PARK, KS
07/1998 - 07/2000
This ends FINRA's information.
If you have had investment losses due to your broker/financial advisor, call Soreide Law Group for a free consultation on how to potentially recover those losses: 888-760-6552. We represent our clients nationwide before FINRA.
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