One or more investors apparently complained about securities broker Wade MacDonald Wilson (also known as Wade Wilson) [CRD: 3001900, Upper Saint Clair, Pennsylvania], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wade Wilson has been registered with Merrill Lynch Pierce Fenner Smith Incorporated since March 19, 1998, in the capacity of a broker, and since July 11, 2000, as an investment adviser. See the following information to find out more about the allegations and pending dispute involving Wilson.
Particularly, on March 3, 2025, a Merrill Lynch Pierce Fenner Smith Incorporated client filed a complaint about Wade Wilson. The client alleged that Wilson made misrepresentations of material fact from November 24, 2024, through February 27, 2025. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested $5,000 or more in compensation from Merrill Lynch or Wilson.
An allegation of misrepresentation generally means that a broker provided false, misleading, or incomplete information about an investment. This could involve exaggerating potential returns, minimizing risks, or failing to disclose important details that could affect an investor's decision. If a broker knowingly or negligently makes misrepresentations, it can lead to financial consequences for investors who rely on that information when making investment decisions.
Did you experience losses because of Wade Wilson? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer about a possible recovery of investment-related losses. Soreide Law Group has helped recovered losses for clients located throughout the country, works on a contingency fee basis, and advances all costs. Wilson and any registered investment advisors / securities broker dealers Wilson worked for deny any allegations of sales practice violations.
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Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]
Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]
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