March 7, 2026

Walter Nagle Linked To Ausdal Financial Partners Inc. Investor’s Breach Of Contract Dispute

judge gavel sitting on a wooden desk

Investors potentially experienced sales practice violations by securities broker Walter David Nagle (also known as Wally Nagle) [CRD: 2208043, Orland Park, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nagle has worked for Ausdal Financial Partners Inc. since July 7, 2011. Investors are encouraged to continue reading to find out more about Nagle’s disclosures.

Ausdal Investor Accused Wally Nagle Of Violation Of Securities Laws

Particularly, on November 28, 2025, an Ausdal Financial Partners Inc. client filed FINRA Arbitration No. 25-02610 about Walter Nagle. Primarily, the client alleged that Nagle breached a contract, violated federal securities laws, and violated state securities laws. Because of this, the client allegedly incurred damages related to GWG L Bonds. Therefore, the client requested $50,000 in compensation from Ausdal Financial Partners Inc. or Nagle. This arbitration is pending a resolution.

Walter Nagle Disclosed Misrepresentation Allegations By Ausdal Client

Additionally, a client of Ausdal Financial Partners Inc. disputed Walter Nagle’s sales practices by filing FINRA Arbitration No. 24-01662. Allegedly, Nagle was negligent, made misrepresentations, breached his fiduciary duty, breached a contract, and failed to supervise certain representatives. It appears that Nagle allegedly caused the client to sustain damages connected to GWG L Bonds. Consequently, Ausdal Financial Partners Inc. agreed to settle the matter on October 15, 2025, by compensating the client in the amount of $22,500.

Wally Nagle Disclosed Breach Of Fiduciary Duty Allegations By Ausdal Financial Partners Inc. Client

Notably, a client of Ausdal Financial Partners Inc. contested Nagle’s sales practices by filing FINRA Arbitration No. 23-00299. Allegedly, Nagle breached his fiduciary duty, violated state securities laws, and breached a contract. It appears that Nagle allegedly caused the client to sustain damages linked to GWG L Bonds. As a result, Ausdal Financial Partners Inc. opted to settle the matter on July 18, 2024, by compensating the client in the amount of $18,000.

Walter Nagle Disclosed Unsuitable Recommendations Allegations By Workman Securities Corporation Client

Specifically, a client of Workman Securities Corporation disputed Nagle’s sales practices by filing FINRA Arbitration No. 10-03369 CH. Allegedly, Nagle made unsuitable recommendations. It appears that Nagle allegedly caused the client to sustain damages connected to direct investments, oil and gas investments, fixed annuities, and asset-backed bonds. Therefore, Workman Securities Corporation agreed to settle the matter on August 20, 2010, by compensating the client in the amount of $35,000.

Did You Invest With Financial Advisor / Securities Broker Nagle?

Did you suffer any investment-related losses because of Walter Nagle? Contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Nagle and brokerage firms Nagle worked for deny allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

May 25, 2026
Lester Hochler Of Cape Securities Fined By FINRA For Failure To Supervise GWG L Bond Sales

FINRA sanctioned securities broker Lester Joel Hochler [CRD: 3209012, McDonough, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hochler worked for Cape Securities Inc. from March 17, 2016, to April 14, 2026, and joined American Global Wealth Management Inc. on December 5, 2019. He was also associated with G.F. […]

May 25, 2026
Roger Roemmich Of Alexander Capital LP Barred By FINRA After Investigation Into Client Complaint

Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]

May 25, 2026
Avinesh Shankar Of Pruco Securities Barred By FINRA For Forgery

Investors potentially incurred losses because of securities broker Avinesh Kumar Shankar [CRD: 6232970, Roseville, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Avinesh Shankar worked for Pruco Securities LLC from October 9, 2019, to March 13, 2024. Investors are encouraged to continue reading to find out more about the disclosures involving Shankar […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved