Investors potentially experienced sales practice violations by securities broker Walter David Nagle (also known as Wally Nagle) [CRD: 2208043, Orland Park, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nagle has worked for Ausdal Financial Partners Inc. since July 7, 2011. Investors are encouraged to continue reading to find out more about Nagle’s disclosures.
Ausdal Investor Accused Wally Nagle Of Violation Of Securities Laws
Particularly, on November 28, 2025, an Ausdal Financial Partners Inc. client filed FINRA Arbitration No. 25-02610 about Walter Nagle. Primarily, the client alleged that Nagle breached a contract, violated federal securities laws, and violated state securities laws. Because of this, the client allegedly incurred damages related to GWG L Bonds. Therefore, the client requested $50,000 in compensation from Ausdal Financial Partners Inc. or Nagle. This arbitration is pending a resolution.
Walter Nagle Disclosed Misrepresentation Allegations By Ausdal Client
Additionally, a client of Ausdal Financial Partners Inc. disputed Walter Nagle’s sales practices by filing FINRA Arbitration No. 24-01662. Allegedly, Nagle was negligent, made misrepresentations, breached his fiduciary duty, breached a contract, and failed to supervise certain representatives. It appears that Nagle allegedly caused the client to sustain damages connected to GWG L Bonds. Consequently, Ausdal Financial Partners Inc. agreed to settle the matter on October 15, 2025, by compensating the client in the amount of $22,500.
Wally Nagle Disclosed Breach Of Fiduciary Duty Allegations By Ausdal Financial Partners Inc. Client
Notably, a client of Ausdal Financial Partners Inc. contested Nagle’s sales practices by filing FINRA Arbitration No. 23-00299. Allegedly, Nagle breached his fiduciary duty, violated state securities laws, and breached a contract. It appears that Nagle allegedly caused the client to sustain damages linked to GWG L Bonds. As a result, Ausdal Financial Partners Inc. opted to settle the matter on July 18, 2024, by compensating the client in the amount of $18,000.
Walter Nagle Disclosed Unsuitable Recommendations Allegations By Workman Securities Corporation Client
Specifically, a client of Workman Securities Corporation disputed Nagle’s sales practices by filing FINRA Arbitration No. 10-03369 CH. Allegedly, Nagle made unsuitable recommendations. It appears that Nagle allegedly caused the client to sustain damages connected to direct investments, oil and gas investments, fixed annuities, and asset-backed bonds. Therefore, Workman Securities Corporation agreed to settle the matter on August 20, 2010, by compensating the client in the amount of $35,000.
Did You Invest With Financial Advisor / Securities Broker Nagle?
Did you suffer any investment-related losses because of Walter Nagle? Contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Nagle and brokerage firms Nagle worked for deny allegations of sales practice violations.