Investors have come forward with complaints about securities broker Wenjinn Chang [CRD: 4536266, Rockville, Maryland]. Notably, the securities broker, who worked for Independent Financial Group LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Independent Financial Group LLC clients allege that Chang made unsuitable recommendations and overconcentrated accounts. For more on these disclosures about Chang, see below.
Independent Financial Group LLC Investor Accused Wenjinn Chang Of Unsuitable Recommendations
Evidently, an Independent Financial Group LLC client filed FINRA Arbitration: 20-00474 about Wenjinn Chang. Namely, the client alleged that Chang made unsuitable recommendations and overconcentrated accounts in certain alternative investments. Therefore, on July 14, 2021, Independent Financial Group LLC settled this matter by paying the client $85,000 in damages.
Independent Financial Group LLC Investor Accused Chang Of Overconcentration
Also, an Independent Financial Group LLC client filed FINRA Arbitration: 18-03498 about Wenjinn Chang. Namely, the client alleged that Chang overconcentrated accounts in real estate securities. Therefore, on July 10, 2019, Independent Financial Group LLC settled this matter by paying the client $32,500 in damages.
- Chang has worked for Independent Financial Group LLC in Rockville, MD, as a securities broker since April 10, 2012.
- Chang has worked for Independent Financial Group LLC in Rockville, MD, as a financial advisor since April 10, 2012.
Did Independent Financial Group LLC Securities Broker Wenjinn Chang Cause You To Experience Damages?
Have you suffered damages by investing with Wenjinn Chang? If so, reach out to Soreide Law Group at (888) 760-6552 and consult with a securities lawyer regarding a possible recovery of your investment losses or other damages. Soreide Law Group, who has successfully recovered money for many investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Chang and brokerage firms Chang worked for deny any and all allegations of sales practice violations.
