Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Trinity Ivy Flats Investors LLC. This investment involved a private real estate offering that was marketed to investors seeking income or diversification but may have carried risks that were not fully understood at the time […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with certain alternative investment products. One such investment is Trinity Almand Creek Investors LLC, a private real estate offering that was marketed to investors through financial professionals. There is adverse information concerning this investment that […]

Investors might have sustained losses due to securities broker Mark Norman Miller [CRD: 1142801, White Bear Lake, Minnesota], based on publicly available information reported on FINRA BrokerCheck. Mark Miller has worked with LPL Financial LLC since February 8, 2010, and has also served as an investment adviser with the same firm since April 26, 2011. […]

Investors potentially experienced sales practice violations because of securities broker George Gomez Sr. [CRD: 2156124, El Paso, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gomez Sr. worked for LPL Financial LLC starting January 19, 2017, and works for Strategic Financial Concepts LLC since September 9, 2019. See the following information to […]

One or more investors apparently complained about securities broker William Tenpenny (also known as Will Tenpenny) [CRD: 5606390, Spring Hill, Tennessee], according to publicly available information on FINRA BrokerCheck. Evidently, William Tenpenny has worked for Edward Jones since May 6, 2009, serving as both a broker and investment adviser at the firm's Spring Hill, Tennessee […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Bradley Marc Weisman [CRD: 1093515, Oakland Township, Michigan], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bradley Weisman worked for FSC Securities Corporation from December 19, 2001, to December 31, 2022. Continue reading to […]

Investors possibly lost money because of securities broker Todd Morris Mezrah [CRD: 2313891, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mezrah worked for M Holdings Securities Inc. from December 19, 2001, to May 7, 2020, and then joined Lion Street Financial LLC and Lion Street Advisors LLC, both located […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Seth Barnes Stewart, a previously registered broker and investment adviser [CRD: 5467292, Jefferson, Indiana]. Specifically, Stewart was affiliated with Center Street Securities Inc. from February 17, 2012, to November 18, 2020, and […]

Soreide Law Group is looking into possible investor claims against securities broker Juan Carlos Sosa (CRD: 4059846, Studio City, California. Evidently, Sagepoint Financial Inc. permitted Sosa to resign amid allegations of his misconduct. Here is a brief summary of Sagepoint Financial Inc.’s allegations against Sosa as well as a summary of Sagepoint investor disputes. Sagepoint […]