Investors potentially experienced losses because of securities broker William Roy Bredt (also known as Bill Bredt) [CRD: 1621507, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that William Bredt has worked for Raymond James Associates Inc. since March 18, 1999, as a broker, and since January 25, 2010, as an investment adviser. Below, you can find important information about the disclosures involving this broker.
Specifically, on March 24, 2025, a Raymond James Associates Inc. client filed a complaint about William Bredt. Supposedly, Bredt misrepresented the risks and returns of a REIT and recommended an unsuitable private placement investment. Therefore, the client requested $400,000.00 in compensation from Raymond James Associates Inc. or Bredt.
Additionally, on December 10, 2024, a Raymond James Associates Inc. client filed a complaint about William Bredt. Allegedly, Bredt made unsuitable recommendations. Because of this, the client allegedly incurred damages through investing in stocks. For this reason, the client requested $10,000.00 in compensation from Raymond James Associates Inc. or Bredt. However, the brokerage firm denied this complaint.
Also, a client of Raymond James Associates Inc. contested William Bredt’s sales practices, according to a complaint dated September 25, 2009. Allegedly, Bredt recommended direct investments which performed poorly. As a result, the client sought compensation from Raymond James Associates Inc. or Bredt in the amount of $10,778.00 in this matter. However, on October 21, 2009, the firm denied the complaint.
Particularly, a client filed a complaint about William Bredt. Supposedly, Bredt failed to follow instructions. Because of this, the client allegedly incurred damages through investing in stocks. Because of this, on September 18, 2009, Raymond James Associates Inc. settled this matter by paying the client $27,000.00 in damages.
Are you concerned regarding investments you made with William Bredt? You should get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has substantial experience recovering losses for clients located throughout the United States. The firm also works on a contingency fee arrangement and advances all costs. Bredt and securities firms / investment advisories Bredt worked for deny accusations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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