William Gamble In Wells Fargo Investor Dispute

Investors have come forward with complaints about securities broker William Gamble [CRD#: 1524488, Hollywood, FL]. Evidently, the securities broker, who worked for Wells Fargo Clearing Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Wells Fargo Clearing Services clients allege that Gamble made unauthorized transactions. For more on these disclosures about Gamble, see below.

Wells Fargo Clearing Services Investor Accuses William Gamble Of Unauthorized Transactions

Evidently, on June 9, 2022, a Wells Fargo Clearing Services client filed FINRA Arbitration #. 22-01279 about William Gamble. Namely, the client alleged that Gamble made unauthorized transactions. Because of this, the client allegedly sustained damages on investments. Therefore, the client requested compensation from Wells Fargo Clearing Services or Gamble. Evidently, this arbitration is pending a resolution.

Gamble Discloses Unauthorized Transactions Allegations By Wachovia Securities Client

Also, a client of Wachovia Securities contested William Gamble’s sales practices, according to a complaint dated November 3, 2003. Allegedly, Gamble made unauthorized transactions. Supposedly, the mutual funds transactions caused the client to sustain damages. Therefore, the client seeks compensatory relief from Wachovia Securities or Gamble in the amount of $23,000 in this ongoing matter.

First Union Brokerage Services Investor Accuses William Gamble Of Sales Practice Violations

Moreover, on July 7, 2000, a First Union Brokerage Services client filed a complaint about William Gamble. Namely, the client alleged that Gamble committed sales practice violations. Because of this, the client allegedly sustained damages on CDs. Therefore, the client requested $16,936 in compensation from First Union Brokerage Services or Gamble. Evidently, this complaint is pending a resolution.

Employment Information

William Gamble worked for BB&T Securities in Richmond, VA, as a securities broker from March 14, 2016 to February 17, 2021. Gamble has been associated with Truist Investment Services in Fort Lauderdale, FL, as an investment advisor representative since February 17, 2021.

Did Wells Fargo Clearing Services Securities Broker William Gamble Cause You To Experience Damages?

Have you sustained damages by investing with William Gamble? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Gamble and brokerage firms Gamble worked for deny any and all allegations of sales practice violations.