Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Zachary McCraw (also known as Zach Ross McCraw) [CRD: 7003820, Ridgeland, Mississippi]. McCraw was previously registered with Pruco Securities LLC from November 2018 to July 2023, serving as a registered representative. Recent disclosures reveal concerns about McCraw’s conduct, including allegations of submitting non-genuine electronic client signatures and inputting incorrect dates on various insurance forms.
On July 18, 2024, FINRA sanctioned McCraw with an indefinite bar from associating with any FINRA member in all capacities. This disciplinary action stemmed from an investigation into a Form U5 disclosure by Pruco Securities LLC, which revealed that McCraw voluntarily resigned after admitting to the misconduct.
According to FINRA’s findings, McCraw initially cooperated with the investigation but later refused to provide on-the-record testimony requested by FINRA under Rule 8210. As a result, he violated FINRA Rules 8210 and 2010.
McCraw’s employment with Pruco Securities LLC ended on July 5, 2023, following his voluntary resignation. The firm reported that McCraw admitted to submitting multiple non-genuine electronic client signatures and backdating insurance forms, which led to his departure.
Looking for more information about Zachary McCraw? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer. The team at Soreide Law Group works on a contingency basis, advances all costs, and helps investors across the country with recovering losses from sales practice misconduct. McCraw and the firms he worked for deny accusations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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