Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Zachary McCraw (also known as Zach Ross McCraw) [CRD: 7003820, Ridgeland, Mississippi]. McCraw was previously registered with Pruco Securities LLC from November 2018 to July 2023, serving as a registered representative. Recent disclosures reveal concerns about McCraw’s conduct, including allegations of submitting non-genuine electronic client signatures and inputting incorrect dates on various insurance forms.
On July 18, 2024, FINRA sanctioned McCraw with an indefinite bar from associating with any FINRA member in all capacities. This disciplinary action stemmed from an investigation into a Form U5 disclosure by Pruco Securities LLC, which revealed that McCraw voluntarily resigned after admitting to the misconduct.
According to FINRA’s findings, McCraw initially cooperated with the investigation but later refused to provide on-the-record testimony requested by FINRA under Rule 8210. As a result, he violated FINRA Rules 8210 and 2010.
McCraw’s employment with Pruco Securities LLC ended on July 5, 2023, following his voluntary resignation. The firm reported that McCraw admitted to submitting multiple non-genuine electronic client signatures and backdating insurance forms, which led to his departure.
Looking for more information about Zachary McCraw? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer. The team at Soreide Law Group works on a contingency basis, advances all costs, and helps investors across the country with recovering losses from sales practice misconduct. McCraw and the firms he worked for deny accusations of sales practice violations.
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