One or more investors apparently complained about securities broker Aaron Paul Rask [CRD: 5960444, Broomfield, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Aaron Rask worked for NYLIFE Securities LLC from January 30, 2012, to June 21, 2024, and is currently working with MML Investors Services LLC as of June 27, 2024. Keep reading to learn more about the disclosures involving Rask, including allegations regarding investment recommendations.
Specifically, on April 2, 2025, a NYLIFE Securities LLC client filed a complaint about Aaron Rask. Allegedly, Rask made unsuitable recommendations. Because of this, the client allegedly incurred damages through investing in variable annuities. Because of this, the client requested more than $5,000 in compensation from NYLIFE Securities LLC or Rask.
Particularly, a client of NYLIFE Securities LLC contested Aaron Rask’s sales practices, according to a complaint dated April 18, 2018. Allegedly, Rask made misrepresentations about variable annuities. Consequently, the client sought compensation from NYLIFE Securities LLC or Rask in the amount of $26,732.64 in this matter. The firm settled by paying the client $22,113.74 on April 25, 2019.
Also, a client of New York Life Securities Corp. contested Aaron Rask’s sales practices, according to a complaint. Allegedly, Rask made unsuitable recommendations. Allegedly, Rask caused the client to sustain damages through investments in life insurance products, variable annuities, and products held within a New York Life brokerage account. As a result, the matter remains pending as of February 9, 2025.
Did you experience losses because of Aaron Rask? You can reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer about a possible recovery. Soreide Law Group has over a decade of experience recovering losses for clients located throughout the country. The law firm also takes cases on a contingency fee basis and advances all costs. Rask and brokerage firms Rask worked for deny accusations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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