Adam Brunin Facing Navigation Wealth Management Investor Suitability Disputes

Investors reportedly complained about securities broker Adam Edward Brunin [CRD: 4407663, Fort Collins, Colorado], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Brunin worked for Sigma Financial Corporation from November 8, 2005 to February 22, 2016. He is President of Navigation Wealth Management Inc. as of February 2016, and President of Navigation Financial Services Inc. as of November 2004. Below, you can learn more about the client disputes reported against him.

Navigation Wealth Management Investor Accused Brunin Of Overconcentration

Specifically, on October 14, 2024, a Navigation Wealth Management Inc. client brought a complaint about Adam Brunin. The client alleged that Brunin overconcentrated their accounts in stocks. Supposedly, the broker used risky market timing strategies that went against the client’s conservative investment goals. As a result, the client allegedly sustained damages relating to stocks. So, the client requested $210,000 in compensation from Navigation Wealth Management or Brunin.

Adam Brunin Disclosed Omissions Allegations By Navigation Wealth Management Client

Also, a client of Navigation Wealth Management contested Adam Brunin’s sales practices, according to a complaint dated June 7, 2022. Allegedly, Brunin made omissions concerning a variable annuity, resulting in damages. Consequently, the client sought compensation from Navigation Wealth Management or Brunin in the amount of $10,000 in this matter.

Have You Made Investments Through Securities Broker / Financial Advisor Brunin?

Did you experience losses because of Adam Brunin? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. For years, Soreide Law Group has recouped losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Brunin and the brokerage firms Brunin worked for deny accusations of sales practice violations.