Investors reportedly complained about securities broker Adam Edward Brunin [CRD: 4407663, Fort Collins, Colorado], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Brunin worked for Sigma Financial Corporation from November 8, 2005 to February 22, 2016. He is President of Navigation Wealth Management Inc. as of February 2016, and President of Navigation Financial Services Inc. as of November 2004. Below, you can learn more about the client disputes reported against him.
Specifically, on October 14, 2024, a Navigation Wealth Management Inc. client brought a complaint about Adam Brunin. The client alleged that Brunin overconcentrated their accounts in stocks. Supposedly, the broker used risky market timing strategies that went against the client’s conservative investment goals. As a result, the client allegedly sustained damages relating to stocks. So, the client requested $210,000 in compensation from Navigation Wealth Management or Brunin.
Also, a client of Navigation Wealth Management contested Adam Brunin’s sales practices, according to a complaint dated June 7, 2022. Allegedly, Brunin made omissions concerning a variable annuity, resulting in damages. Consequently, the client sought compensation from Navigation Wealth Management or Brunin in the amount of $10,000 in this matter.
Did you experience losses because of Adam Brunin? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. For years, Soreide Law Group has recouped losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Brunin and the brokerage firms Brunin worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com