Investors reportedly complained about securities broker Adam Edward Brunin [CRD: 4407663, Fort Collins, Colorado], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Brunin worked for Sigma Financial Corporation from November 8, 2005 to February 22, 2016. He is President of Navigation Wealth Management Inc. as of February 2016, and President of Navigation Financial Services Inc. as of November 2004. Below, you can learn more about the client disputes reported against him.
Specifically, on October 14, 2024, a Navigation Wealth Management Inc. client brought a complaint about Adam Brunin. The client alleged that Brunin overconcentrated their accounts in stocks. Supposedly, the broker used risky market timing strategies that went against the client’s conservative investment goals. As a result, the client allegedly sustained damages relating to stocks. So, the client requested $210,000 in compensation from Navigation Wealth Management or Brunin.
Also, a client of Navigation Wealth Management contested Adam Brunin’s sales practices, according to a complaint dated June 7, 2022. Allegedly, Brunin made omissions concerning a variable annuity, resulting in damages. Consequently, the client sought compensation from Navigation Wealth Management or Brunin in the amount of $10,000 in this matter.
Did you experience losses because of Adam Brunin? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. For years, Soreide Law Group has recouped losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Brunin and the brokerage firms Brunin worked for deny accusations of sales practice violations.
Cowen and Company, LLC (CRD 7616), now part of TD Securities (USA) LLC, is a brokerage firm based in New York, New York. FINRA censured and fined the firm a total of $80,000, of which $40,000 is payable to FINRA, according to an AWC issued August 19, 2026.
Webull Financial LLC (CRD 289063) is a brokerage firm based in New York, New York. FINRA censured and fined the firm $115,000 after finding it maintained inaccurate books and records of options order origin codes, according to an AWC issued August 17, 2026.
Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
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