KEITH M. ROGERS (CRD# 4987615), 41, of Huntsville, Alabama, was arrested and charged with 10 counts by the Alabama Securities Commission with stock fraud. Allegedly, according to the Alabama Securities Commission, Rogers used approximately $2.5 million dollars of investors' funds to pay his own personal expenses, and used as 'Ponzi-scheme' payments to his earlier investors. Also allegedly, Rogers forged documents to facilitate a series of fraudulent acts on his victims.
Rogers was held on $2 million bond and if convicted on the charges, Rogers faces a maximum of 20 years imprisonment and a $30,000 fine for each count.
Rogers was sued last year by a client and her family members, and also by Kenneth Darby, a former Alabama star running back. The lawsuit seeks damages and multiple claims which included conversion of $2.4 million in the plaintiffs' assets.
According to FINRA's BrokerCheck, KEITH M. ROGERS was previously registered with the following firms:
01/2006 - 01/2013 G.L.S. & ASSOCIATES, INC. (CRD# 47502) - HUNTSVILLE, AL
01/2006 - 01/2006 G.L.S. & ASSOCIATES, INC. (CRD# 47502) - HUNTSVILLE, AL
If you have experienced financial losses due to Keith M. Rogers, contact the Soreide Law Group for a free consultation on how to potentially recover your losses at 888-760-6552. We represent our clients nationwide.
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
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