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June 30, 2015
Former Alabama Financial Advisor Arrested and Charged with Converting $2.5 Million in Clients' Funds for His Own Personal Use

KEITH M. ROGERS (CRD# 4987615), 41, of Huntsville, Alabama, was arrested and charged with 10 counts by the Alabama Securities Commission with stock fraud. Allegedly, according to the Alabama Securities Commission, Rogers used approximately $2.5 million dollars of investors' funds to pay his own personal expenses, and used as 'Ponzi-scheme' payments to his earlier investors. […]

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