Andrew Roberson Connected To Park Avenue Securities Client’s Complaint

Investors apparently complained about securities broker Andrew Thomas Roberson (also known as Andy Roberson) [CRD: 4143407, Walnut Creek, California], based on disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Roberson has worked for Emerson Equity LLC since August 11, 2025, as an investment adviser and since August 14, 2025, as a broker. He previously worked with Park Avenue Securities LLC in San Ramon, California, from April 30, 2018, to July 18, 2025. Keep reading to find out more about the disclosures involving Roberson.

Park Avenue Securities LLC Investor Accused Andy Roberson Of Unsuitable Recommendations

Particularly, on February 28, 2025, a Park Avenue Securities LLC client filed a complaint about Andrew Roberson. Mainly, the client alleged that Roberson gave advice about an investment called H2. Supposedly, Roberson’s employer did not authorize recommendations of this product. Because of this, the client allegedly sustained damages of $191,000 related to the investment. As a result, the client requested $300,000 in compensation from Park Avenue Securities LLC or Roberson.

Roberson Terminated For Violation Of Firm Policies

Evidently, Park Avenue Securities LLC disaffiliated with Roberson on July 1, 2025. Allegedly, Roberson violated the firm’s policies by recommending or selling investments not approved by the securities firm.

Were You Impacted By Financial Advisor / Securities Broker Andy Roberson?

Did you experience losses because of Andrew Roberson? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for clients throughout the country. The firm also works on a contingency fee basis and advances all costs. Roberson and brokerage firms Roberson worked for deny all allegations of sales practice violations.