John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors may have incurred losses because of securities broker Annette Jensen (also known as Annette Karnaze) [CRD: 6372668, Titusville, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jensen has worked with Edward Jones as a broker since January 29, 2024, and as an investment adviser since March 12, 2024. Below, you can learn more about the investor dispute disclosure involving this securities broker.
Evidently, a client of Edward Jones contested Annette Jensen’s sales practices, based on a complaint dated January 19, 2025. Allegedly, Jensen made investment recommendations without explaining the potential tax consequences. Allegedly, Jensen allegedly caused the client to sustain damages. Therefore, the client sought compensation from Edward Jones or Jensen in the amount of $50,000 in this matter.
When a securities broker or financial advisor recommends changes to an investment account that trigger significant tax consequences without properly disclosing those risks, it may be considered an unsuitable recommendation. These types of allegations often arise when investors are not warned about capital gains taxes. Allegations could also concern omissions about penalties from early withdrawals or other tax-related costs. Brokers and advisors have a duty to act in their clients' best interests, including explaining potential tax consequences. If that responsibility is neglected, investors may be exposed to unanticipated liabilities that diminish their portfolio value.
Are you concerned regarding investments you made with Annette Jensen? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Jensen and brokerage firms Jensen worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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