Investors apparently complained about securities broker Victor Michael Rodriguez [CRD: 2900010, Estero, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rodriguez was registered with Merrill Lynch from July 2, 2021, through April 19, 2023, before joining Edward Jones on April 20, 2023. Continue reading to learn more about disclosures involving Rodriguez. Edward […]

Investors have reportedly disputed the sales practices of securities broker Thomas Evans Watts Jr. (also known as Thomas Evan Watts Jr. and Tombo Watts) [CRD: 2315483, El Dorado, Arkansas], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Watts worked for Edward Jones from April 6, 1993, to October 18, 2024, and […]

Investors apparently complained about securities broker Aaron Joel Davis [CRD: 4746025, Frisco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Edward Jones beginning on March 9, 2004, as a securities broker and beginning on March 5, 2007, as a financial advisor. Read on to discover more about […]

A Washington regulator brought a complaint against securities broker Winston Lawrence Felix [CRD: 7183135, Seattle, Washington], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Felix worked for Edward Jones from January 1, 2020, to February 24, 2025. Investors are encouraged to continue reading to find out […]

FINRA barred securities broker Bertram Brasher Unger (also known as Bill Unger) [CRD: 2334575, Jupiter, Florida], and investors complained about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Unger worked for Edward Jones from April 22, 2019, to June 29, 2022. Investors are encouraged to continue reading to find out […]

Investors apparently complained about securities broker Ejiro Ode Okuma (also known as EJ Okuma) [CRD: 5774832, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Okuma worked for Edward Jones from May 7, 2010, to May 8, 2023, and later for Equitable Advisors LLC from May 5, 2023, to June 20, 2025. […]

Investors potentially incurred losses because of securities broker Pamela Nisbet McWhorter (also known as Pam McWhorter, Pamela McWhorter-Libby, and Pamela Hurley) [CRD: 1137851, Smithfield, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McWhorter worked for Edward Jones from February 1, 2018, to April 1, 2024, and later registered with Newbridge Securities Corporation […]

Investors have reportedly disputed the sales practices of securities broker John Charles Wilson II [CRD: 5974073, York, South Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Wilson worked for Edward Jones from October 21, 2011, to September 22, 2025. Keep reading to find out more about the […]

Investors have reportedly disputed the sales practices of securities broker Alexis Leon Aldaz (also known as Alex Aldaz) [CRD: 3058560, Bonita, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Aldaz worked for Edward Jones from February 28, 2020, to September 24, 2025. Read on for details about the disclosures […]