Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors potentially experienced sales practice violations due to securities broker Anthony Stephen Jovanovich (also known as Tony Jovanovich) [CRD: 2948544, Elgin, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Jovanovich worked for Wintrust Investments LLC from June 1, 2012 to January 23, 2025. He currently works for LPL Financial LLC as of January 23, 2025. Read below to know more about the complaints associated with this investment professional.
Notably, on May 12, 2025, a Wintrust Investments LLC client filed a complaint about Anthony Jovanovich. Allegedly, Jovanovich provided poor advice which led to losses. As a result, the client allegedly sustained damages relating to structured notes. Therefore, the client requested $850,000.00 in compensation from Wintrust Investments LLC or Jovanovich. The complaint was denied as of June 6, 2025.
Also, on December 13, 2024, a Wintrust Investments LLC client filed FINRA Arbitration No. 2024CH10727 about Anthony Jovanovich. Mainly, the investor alleged that Jovanovich made unsuitable recommendations between June 2012 and June 2023. Because of this, the client allegedly sustained damages linked to real estate investment trusts. Therefore, the client requested damages in compensation from Wintrust Investments LLC or Jovanovich. Evidently, this arbitration is awaiting a resolution.
Additionally, a client of Wintrust Investments LLC contested Anthony Jovanovich’s sales practices, according to a complaint. Allegedly, Jovanovich and a colleague made misrepresentations by stating that the client could earn a 7% monthly dividend with no downside from a real estate investment trust. It is further alleged that Jovanovich made unsuitable recommendations involving Guggenheim unit investment trusts. Supposedly, the investments did not align with the client's conservative objective. Therefore, Wintrust Investments LLC opted to settle the matter on April 1, 2024, by compensating the client.
Specifically, on January 9, 2024, a Wintrust Investments LLC client filed FINRA Arbitration Claim No. 23-03644 about Anthony Jovanovich. Mainly, the client alleged that Jovanovich made misrepresentations by stating that the investment needed to remain in the account for at least five years and that the client could expect monthly dividends during that time. The client supposedly suffered considerable losses on real estate investment trusts. So, the client requested $61,308.00 in compensation from Wintrust Investments LLC or Jovanovich. This dispute closed without a resolution.
Did you experience losses because of Anthony Jovanovich? If so, reach out to Soreide Law Group at (888) 760-6552 or online. Speak with a securities lawyer regarding a possible recovery. For years, Soreide Law Group has helped to recoup losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances the costs. Jovanovich and brokerage firms Jovanovich worked for deny accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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