Investors have reportedly disputed the sales practices of securities broker Austin Bowlin [CRD: 5674142, Portland, Oregon], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Austin Bowlin worked for Aurora Securities from April 27, 2021, to the present, and Secure Asset Management LLC from May 4, 2021, to the present, after previously working for Concorde Asset Management LLC from January 7, 2021, to April 30, 2021, and Concorde Investment Services LLC from November 8, 2017, to April 30, 2021. Keep reading to learn more about disclosures involving this individual.
Allegations of unsuitable advice regarding real estate investment trusts generally claim that a securities broker or financial advisor recommended REIT investments that did not align with a client’s financial goals, risk tolerance, or liquidity needs. These claims often involve concerns that the investor was exposed to excessive risk, limited access to funds, or an inappropriate concentration in illiquid real estate investments.
Specifically, on October 6, 2025, an Aurora Securities client filed FINRA Arbitration No. 25-02090 concerning Austin Bowlin. Primarily, the client alleged that Bowlin made unsuitable recommendations. For this reason, the client allegedly sustained damages related to real estate securities. As a result, the client requested $1,000,000 in compensation from Aurora Securities or Bowlin. It appears that this arbitration is pending a resolution.
Do you have concerns or questions regarding investments you made with Austin Bowlin? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Bowlin and brokerage firms Bowlin worked for deny accusations of sales practice violations.
Investors have reportedly disputed the sales practices of securities broker Mark James Bloom [CRD: 6933619, Atlanta, Georgia], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark Bloom worked for Avantax Investment Services Inc. and Avantax Advisory Services from March 26, 2021, to September 5, 2025, and later registered with Cetera Wealth […]
Investors potentially incurred losses because of securities broker Raymond Edward DesRosiers (also known as Ray DesRosiers) [CRD: 4621826, Greenwich, Connecticut], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. DesRosiers worked for Emerson Equity LLC from March 24, 2017, to May 2, 2022, WealthForge Securities LLC from May 6, 2022, to March 1, […]
Investors potentially experienced sales practice violations by securities broker Shannon Dwain Moore [CRD: 2934682, Jefferson City, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Shannon Moore has worked for LPL Financial LLC since October 11, 2011, where he has been registered while serving clients in Tennessee. Investors should continue reviewing the information […]
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