Investors have reportedly disputed the sales practices of securities broker Austin Bowlin [CRD: 5674142, Portland, Oregon], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Austin Bowlin worked for Aurora Securities from April 27, 2021, to the present, and Secure Asset Management LLC from May 4, 2021, to the present, after previously working for Concorde Asset Management LLC from January 7, 2021, to April 30, 2021, and Concorde Investment Services LLC from November 8, 2017, to April 30, 2021. Keep reading to learn more about disclosures involving this individual.
Allegations of unsuitable advice regarding real estate investment trusts generally claim that a securities broker or financial advisor recommended REIT investments that did not align with a client’s financial goals, risk tolerance, or liquidity needs. These claims often involve concerns that the investor was exposed to excessive risk, limited access to funds, or an inappropriate concentration in illiquid real estate investments.
Specifically, on October 6, 2025, an Aurora Securities client filed FINRA Arbitration No. 25-02090 concerning Austin Bowlin. Primarily, the client alleged that Bowlin made unsuitable recommendations. For this reason, the client allegedly sustained damages related to real estate securities. As a result, the client requested $1,000,000 in compensation from Aurora Securities or Bowlin. It appears that this arbitration is pending a resolution.
Do you have concerns or questions regarding investments you made with Austin Bowlin? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Bowlin and brokerage firms Bowlin worked for deny accusations of sales practice violations.
Did a financial advisor recommend APX New Harmony Partners-D, LP to you? Investors in this oil and gas partnership may have suffered major losses. Soreide Law Group is investigating potential FINRA arbitration claims on behalf of investors who bought this investment through a FINRA-registered brokerage firm. APX New Harmony Partners-D Will Be Dissolved APX Energy […]
Artificial intelligence stocks have attracted tremendous investor interest, but many emerging AI companies also carry significant risk. If your financial advisor recommended shares of Blaize Holdings, Inc. (NASDAQ: BZAI) without fully explaining those risks, you may have options to recover your investment losses through FINRA arbitration. Blaize Holdings develops edge AI computing technology for commercial […]
Federal regulators have settled fraud charges against Phoenix American Hospitality, a Dallas-based manager of hotel investment funds, and its president, William Lee "Perch" Nelson. According to the Securities and Exchange Commission (SEC), the company raised approximately $86 million from more than 2,000 retail investors. They allegedly made false statements about the funds' hotel holdings and […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com