Investors have reportedly disputed the sales practices of securities broker Austin Bowlin [CRD: 5674142, Portland, Oregon], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Austin Bowlin worked for Aurora Securities from April 27, 2021, to the present, and Secure Asset Management LLC from May 4, 2021, to the present, after previously working for Concorde Asset Management LLC from January 7, 2021, to April 30, 2021, and Concorde Investment Services LLC from November 8, 2017, to April 30, 2021. Keep reading to learn more about disclosures involving this individual.
Allegations of unsuitable advice regarding real estate investment trusts generally claim that a securities broker or financial advisor recommended REIT investments that did not align with a client’s financial goals, risk tolerance, or liquidity needs. These claims often involve concerns that the investor was exposed to excessive risk, limited access to funds, or an inappropriate concentration in illiquid real estate investments.
Specifically, on October 6, 2025, an Aurora Securities client filed FINRA Arbitration No. 25-02090 concerning Austin Bowlin. Primarily, the client alleged that Bowlin made unsuitable recommendations. For this reason, the client allegedly sustained damages related to real estate securities. As a result, the client requested $1,000,000 in compensation from Aurora Securities or Bowlin. It appears that this arbitration is pending a resolution.
Do you have concerns or questions regarding investments you made with Austin Bowlin? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Bowlin and brokerage firms Bowlin worked for deny accusations of sales practice violations.
In a recent article from Financial Advisor they state that the customers of Kestra have filed a complaint against the broker/dealer with the Financial Industry Regulatory Authority’s (FINRA) arbitration service. The article states that the customers allege that one of Kestra’s representatives led them to a volatile and unsuitable exchange-traded product. Additionally, they allege he […]
Investors potentially incurred losses because of securities broker Diego Soares Bacellar [CRD: 6808326, Miami, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Diego Bacellar worked for Northwestern Mutual Investment Services LLC from April 8, 2019, to May 1, 2026. Investors are encouraged to continue reading to discover more about the disclosures involving […]
Investors apparently complained about securities broker Mark Allen Herding [CRD: 2239357, Phoenix, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Herding worked for Cambridge Investment Research Inc. from October 19, 2012, to February 14, 2018, and Cambridge Investment Research Advisors Inc. from November 15, 2012, to February 14, 2018. Since January 31, […]
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