Investors have reportedly disputed the sales practices of securities broker Austin Bowlin [CRD: 5674142, Portland, Oregon], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Austin Bowlin worked for Aurora Securities from April 27, 2021, to the present, and Secure Asset Management LLC from May 4, 2021, to the present, after previously working for Concorde Asset Management LLC from January 7, 2021, to April 30, 2021, and Concorde Investment Services LLC from November 8, 2017, to April 30, 2021. Keep reading to learn more about disclosures involving this individual.
Allegations of unsuitable advice regarding real estate investment trusts generally claim that a securities broker or financial advisor recommended REIT investments that did not align with a client’s financial goals, risk tolerance, or liquidity needs. These claims often involve concerns that the investor was exposed to excessive risk, limited access to funds, or an inappropriate concentration in illiquid real estate investments.
Specifically, on October 6, 2025, an Aurora Securities client filed FINRA Arbitration No. 25-02090 concerning Austin Bowlin. Primarily, the client alleged that Bowlin made unsuitable recommendations. For this reason, the client allegedly sustained damages related to real estate securities. As a result, the client requested $1,000,000 in compensation from Aurora Securities or Bowlin. It appears that this arbitration is pending a resolution.
Do you have concerns or questions regarding investments you made with Austin Bowlin? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Bowlin and brokerage firms Bowlin worked for deny accusations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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