Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Brandon Boyd Hanna [CRD#: 3225573]. Evidently, Hanna is a securities broker and financial advisor based in Minneapolis, Minnesota, and his registration history includes affiliations with Pruco Securities LLC [since February 8, 2018] and Prudential Financial Planning Services [since January 23, 2019]. Hanna’s prior registrations include Prudential Client Solutions LLC and Oppenheimer Co. Inc. Notably, Hanna has been the subject of investor allegations, including unsuitable investment recommendations and churning.
Specifically, a client's lawyer lodged a complaint against Brandon Hanna. Evidently, the client's representative contended that Hanna made investments in the client's account that were not suitable. Because of these actions, the client reportedly incurred losses in over-the-counter equity products. Therefore, on June 23, 2017, Oppenheimer Co. Inc. resolved the dispute by compensating the client $85,000 in damages.
Also, a client of Oppenheimer Co. Inc. challenged Brandon Hanna’s sales tactics, according to a grievance filed on December 7, 2017. Supposedly, Hanna engaged in practices such as making unsuitable investments in the client's account and churning the account between January 2010 and December 2016. It appears that Hanna's alleged actions resulted in the client experiencing financial harm on investments, including common and preferred stocks, mutual funds, and ETFs. Consequently, the client sought reparation from Oppenheimer Co. Inc. or Hanna. However, this claim was denied by the firm on December 22, 2017.
Did you experience losses because of Brandon Hanna? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Hanna and brokerage firms he associated with deny accusations of sales practice violations.
Robert Averwater (CRD 5614514) is a Memphis, Tennessee broker. FINRA fined him $10,000, suspended him from association with any member firm in all capacities for four months, and required him to complete 10 hours of continuing education, according to an AWC issued August 18, 2026.
Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Thomas Jacobs (CRD 4139430) is a Bay City, Michigan broker. FINRA suspended him from association with any member firm in all capacities for two months and assessed a deferred fine of $2,500, according to an AWC issued August 3, 2026.
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