Investors might have sustained losses due to securities broker John Douglas Engler Sr. [CRD: 835827, Martinez, Georgia], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Engler worked for Ameriprise Financial Services LLC from October 24, 2014, to June 7, 2023. Continue reading to learn more about the disclosures involving Engler. […]

Soreide Law Group is investigating potential claims for investors who have encountered losses attributed to William Seibert [CRD#: 2710335, Baton Rouge, Louisiana]. Seibert's professional affiliations include Raymond James Associates Inc., who he joined on February 13, 2013. Notably, FINRA BrokerCheck shows investor complaints against Seibert. Below is a summary of the investor disputes. Raymond James […]

Soreide Law Group is looking into potential claims on behalf of investors who may have endured financial losses due to Christopher Booth Kennedy [CRD: 4498061, Woodland Hills, California]. Evidently, Kennedy worked for Western International Securities Inc. from December 2, 2019, to September 27, 2021. Investors can review the following disclosures about Kennedy’s conduct in the […]

Securities broker Todd Michael Lesk [CRD: 2788300, Coral Springs, Florida] has become a subject of concern for Soreide Law Group, as we investigate the potential claims for investors who may have incurred losses through their association with Lesk. Evidently, BrokerCheck shows that Lesk worked for Cambridge Investment Research Inc. from 2022 to 2023 and LPL […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Brandon Boyd Hanna [CRD#: 3225573]. Evidently, Hanna is a securities broker and financial advisor based in Minneapolis, Minnesota, and his registration history includes affiliations with Pruco Securities LLC [since February 8, 2018] […]

Soreide Law Group is investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Mark Bedros Beloyan (CRD: 1392748, Davie, Florida). Beloyan was notably affiliated with Tradespot Markets Inc. in Davie, FL, from March 10, 1992, to December 7, 2021. Evidently, various allegations about Beloyan have surfaced. […]

Soreide Law Group is presently investigating potential claims on behalf of investors who have sustained financial losses through the actions of securities broker Frank Louis Avallone (CRD: 4814368, South Norwalk, Connecticut). Avallone has been registered with Ceros Financial Services, Inc. since January 11, 2022, and was previously affiliated with National Securities Corporation from October 30, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses through dealings with Biaggio Anthony Caroleo (also known as Blaise Anthony Caroleo) (CRD:5256393, New York, NY). Caroleo worked for SW Financial from December 10, 2019, to May 10, 2022. FINRA expelled that firm on May 12, 2023. […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Antonio Almeida (also known as Tony Almeida) (CRD: 3106626, Melville, New York). Evidently, investors disputed the sales practices of the securities broker, who worked for Aegis Capital Corporation. Additionally, the securities broker discloses a regulatory enforcement action. However, Almeida denies the allegations of […]