Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors potentially incurred losses because of securities broker Brett Franklin Ewing [CRD: 2904608, Palm Coast, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ewing has been registered with Centaurus Financial Inc. since July 9, 2007, and he has been registered there as a financial advisor since January 17, 2008. Read on to learn more about Ewing’s disclosures.
Notably, a Centaurus Financial client filed FINRA Arbitration No. 23-03450 about Brett Ewing. Primarily, the client alleged that Ewing made unsuitable recommendations about illiquid investments. Because of this, the client allegedly sustained damages related to real estate securities. Therefore, on December 23, 2024, Centaurus Financial settled this matter by paying the client $9,500 in damages.
Also, a client of Centaurus Financial disputed Brett Ewing’s sales practices, according to a complaint dated June 1, 2010. Allegedly, Ewing gave unsuitable advice. It appears that Ewing allegedly caused the client to sustain damages connected to variable annuities. Consequently, the client sought compensation from Centaurus Financial or Ewing in the amount of $58,446 in this matter. However, the firm denied this complaint.
Did you suffer any investment-related losses because of Brett Ewing? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, our securities attorneys work on a contingency fee basis and advance all costs. Ewing and brokerage firms Ewing worked for deny accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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