Brian Cantel Linked To Berthel Fisher Investor Arbitration Claims Concerning Misrepresentation

Investors might have sustained losses because of securities broker Brian Cantel [CRD: 1743229, Flowery Branch, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cantel has been registered with Berthel Fisher Company Financial Services Inc. since January 3, 2006, and also worked as an investment adviser with the same firm beginning January 10, 2006. Previously, he was registered with BFC Planning Inc. in Flowery Branch, Georgia, from June 22, 2016, to July 26, 2018. Keep reading to find out more about Cantel’s FINRA disclosures and recent client disputes.

Berthel Fisher Investor Accused Cantel Of Unsuitable Recommendations

Notably, on August 21, 2025, a Berthel Fisher & Company Financial Services Inc. client filed FINRA Arbitration No. 25-01696 about Brian Cantel. Primarily, the client alleged that Cantel made unsuitable recommendations and misrepresentations of material fact. Because of this, the investor allegedly incurred damages linked to direct investments and real estate securities purchased between 2015 and 2022. Therefore, the client requested $1,500,000 in compensation from Berthel Fisher & Company Financial Services Inc. or Cantel. It appears that this arbitration is pending a resolution.

Berthel Fisher Investor Accused Brian Cantel Of Misrepresentation

Specifically, a Berthel Fisher Company Financial Services Inc. client filed FINRA Arbitration No. 22-02486 about Brian Cantel. Mainly, the client alleged that Cantel made unsuitable recommendations, misrepresented material facts, overconcentrated accounts, failed to perform due diligence, and was negligent in supervision. For this reason, the client allegedly sustained damages connected to direct investments, real estate securities, and business development companies. As a result, on December 17, 2024, Berthel Fisher Company Financial Services Inc. settled this matter by paying the client $56,000 in damages.

Cantel Disclosed Unsuitable Recommendations Allegations By Berthel Fisher Client

Additionally, a client of Berthel Fisher Company Financial Services Inc. contested Brian Cantel’s sales practices by filing FINRA Arbitration No. 21-00604. Allegedly, Cantel made unsuitable recommendations, misrepresented material facts, failed to supervise, and failed to perform due diligence. It appears that Cantel caused the client to sustain damages relating to mutual funds and real estate securities. Consequently, Berthel Fisher Company Financial Services Inc. opted to settle the matter on April 6, 2021, by compensating the client in the amount of $10,000.

Did You Sustain Losses Because Of Financial Advisor / Securities Broker Brian Cantel?

Do you need clarification on any investment losses associated with Brian Cantel? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Cantel and brokerage firms Cantel worked for deny allegations of sales practice violations.