Regulators have sanctioned securities broker Frank Levi Martin (also known as Frange Martin and Frangel Martinez) [CRD: 2859847, Brooklyn, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Martin joined LPL Financial LLC on July 26, 2019. Continue reading to learn more about Martin's disclosures. Maryland Regulator Sanctioned Martin For Supervision […]

Did you invest through securities broker Tim Vorpahl (also known as Timothy James Vorpahl) [CRD#: 1457312, Spokane, Washington]? Evidently, Vorpahl joined Vorpahl Wing Securities Inc. in 1999. FINRA sanctioned him for his failure to supervise. FINRA Sanctioned Vorpahl For Failure To Supervise And Inadequate Procedures Particularly, on March 11, 2022, FINRA issued Case: 2020065149802 sanctioning […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of securities broker Daniel Edward Brunette (also known as Dan Brunette) [CRD: 813924, Indianapolis, Indiana]. Daniel Brunette has been registered with Cetera Advisors LLC and Cetera Investment Advisers LLC since 2020 and 2022, respectively, and […]

Soreide Law Group can review potential claims on behalf of individuals who have suffered financial losses due to the actions of securities broker Anthony Joseph Graziano [CRD#: 2862096, New York, New York]. Graziano, regulated by FINRA, works for Joseph Stone Capital LLC since June 5, 2015. Public records show FINRA's sanctions against Graziano on December […]

Soreide Law Group is currently investigating potential claims on behalf of investors who sustained financial losses through Philip Paul Wright (CRD: 2453688, Eden Prairie, Minnesota). Wright worked for BrokerBank Securities, Inc. from May 20, 2004, to March 30, 2021. Specifically, FINRA expelled BrokerBank Securities on August 18, 2023. Notably, Wright has been subject to various […]

Soreide Law Group is investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Mark Bedros Beloyan (CRD: 1392748, Davie, Florida). Beloyan was notably affiliated with Tradespot Markets Inc. in Davie, FL, from March 10, 1992, to December 7, 2021. Evidently, various allegations about Beloyan have surfaced. […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Leahy (also known as Mike Leahy) [CRD: 1899498, Red Bank, New Jersey]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses regulatory actions and disputes involving the securities broker, who worked for First Standard Financial Company LLC. Here is a brief summary of the […]

Soreide Law Group is investigating possible investor claims against securities broker Barbaraann Bernatzky AKA Barbara Ann Bernatzky and Barbara Ann Washeim [CRD#: 2535421, Shoreham, NY]. Notably, FINRA sanctioned the securities broker, who worked for Henley Company. Allegedly, Bernatzky failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. Here is a […]