January 6, 2026

Brian Marston Connected To Woodbury Financial Investor Complaints About Unsuitable Advice

woman smiling at paper sitting in front of a computer monitor

Investors might have sustained losses because of securities broker Brian Richard Marston [CRD: 733083, Parker, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Marston worked for Woodbury Financial Services Inc. from May 23, 2006, to December 12, 2023. Read below for details about Marston’s disclosures.

Woodbury Financial Services Client Accused Marston Of Unsuitable Recommendations

Notably, a client of Woodbury Financial Services Inc. contested Brian Marston’s sales practices, according to a FINRA Arbitration No. 25-00902 dated May 5, 2025. Allegedly, Marston made unsuitable recommendations. It appears that Marston allegedly caused the investor to sustain damages on direct investments. As a result, the client sought compensation from Woodbury Financial Services Inc. or Marston in the amount of $150,000 in this matter.

Brian Marston Disclosed Misrepresentation Allegations By Woodbury Financial Services Client

Particularly, a client of Woodbury Financial Services Inc. disputed Brian Marston’s sales practices, based on a FINRA Arbitration No. 23-03353 dated November 21, 2023. Allegedly, Marston made misrepresentations and made unsuitable recommendations. It appears that Marston allegedly caused the client to sustain damages connected to real estate securities. Consequently, the client sought compensation from Woodbury Financial Services Inc. or Marston in the amount of $37,000 in this matter.

Woodbury Financial Services Inc. Investor Accused Brian Marston Of Making Unsuitable Recommendations

Also, on August 8, 2023, a Woodbury Financial Services Inc. client filed FINRA Arbitration No. 23-02178 about Brian Marston. Mainly, the client alleged that Marston made unsuitable recommendations. For this reason, the client allegedly incurred damages associated with real estate securities. Therefore, the client requested $60,000 in compensation from Woodbury Financial Services Inc. or Marston. It appears that this arbitration is pending a resolution.

Marston Disclosed Misrepresentation Allegations By Woodbury Financial Services Inc. Client

Specifically, a client of Woodbury Financial Services Inc. contested Brian Marston’s sales practices, according to a complaint. Allegedly, Marston misrepresented investments and made unsuitable recommendations. It appears that Marston allegedly caused the investor to sustain damages relating to real estate securities and BDCs. As a result, Woodbury Financial Services Inc. opted to settle the matter on March 7, 2023, by compensating the client in the amount of $80,000.

Did You Invest With Financial Advisor / Securities Broker Brian Marston?

Are you concerned regarding investments you made with Brian Marston? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Marston and brokerage firms Marston worked for deny accusations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

June 15, 2026
MARKUS G BYRD Formerly of Kestra Investment

In a recent article from Financial Advisor they state that the customers of Kestra have filed a complaint against the broker/dealer with the Financial Industry Regulatory Authority’s (FINRA) arbitration service. The article states that the customers allege that one of Kestra’s representatives led them to a volatile and unsuitable exchange-traded product. Additionally, they allege he […]

June 15, 2026
Diego Bacellar Faced Northwestern Mutual Investor’s Misrepresentation Complaint

Investors potentially incurred losses because of securities broker Diego Soares Bacellar [CRD: 6808326, Miami, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Diego Bacellar worked for Northwestern Mutual Investment Services LLC from April 8, 2019, to May 1, 2026. Investors are encouraged to continue reading to discover more about the disclosures involving […]

June 15, 2026
Mark Herding Tied To Cambridge Investment Research Client’s Overconcentration Claim

Investors apparently complained about securities broker Mark Allen Herding [CRD: 2239357, Phoenix, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Herding worked for Cambridge Investment Research Inc. from October 19, 2012, to February 14, 2018, and Cambridge Investment Research Advisors Inc. from November 15, 2012, to February 14, 2018. Since January 31, […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved