Investors potentially experienced sales practice violations due to securities broker Burton William Bartlett II [CRD: 1038728, Mequon, Wisconsin], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bartlett worked for Landolt Securities Inc. from May 14, 2021, to June 6, 2024, and Worden Capital Management LLC from April 7, 2014, to May 18, 2021. Keep reading to learn more about Bartlett’s disclosures.
Evidently, on February 26, 2025, a Worden Capital Management LLC client filed FINRA Arbitration No. 25-00396 about Burton Bartlett. Allegedly, Bartlett made misrepresentations, omitted material facts, recommended unsuitable and misleading investments, was negligent, violated Wisconsin securities law, and breached his fiduciary duty. Because of this, the investor allegedly sustained damages connected to corporate bonds. As a result, the client requested $50,000 in compensation from Worden Capital Management LLC or Bartlett. Supposedly, this claim awaits a resolution.
Additionally, a client of Landolt Securities Inc. disputed Burton Bartlett’s sales practices by bringing FINRA Arbitration No. 24-00187. Allegedly, Bartlett made unsuitable recommendations in connection with a GWG Holdings Inc. L bond purchase in 2021. It appears that Bartlett caused the client to sustain damages linked to the corporate bonds. Consequently, Landolt Securities Inc. agreed to settle the dispute on February 26, 2024, by paying compensation amounting to $25,000, of which Bartlett personally contributed $12,500.
Particularly, a Worden Capital Management LLC client filed FINRA Arbitration No. 22-01710 about Burton Bartlett. Evidently, the client claimed that Bartlett gave unsuitable advice in connection with advice involving GWG L bonds. For this reason, on August 31, 2022, Worden Capital Management LLC settled this matter by paying the client $23,599 in damages.
Also, a client of John Thomas Financial took aim at Burton Bartlett’s sales practices by filing FINRA Arbitration No. 13-01091. Allegedly, Bartlett made misrepresentations and omitted material facts about funds. As a result, John Thomas Financial opted to settle the matter on January 20, 2015 by compensating the client in the amount of $40,000.
Are you concerned regarding investments you made with Burton Bartlett? If so, contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer regarding a possible recovery. For more than a decade, Soreide Law Group has recovered losses for clients throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Bartlett and brokerage firms Bartlett worked for deny allegations referenced within these public disclosures.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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