Investors potentially experienced sales practice violations due to securities broker Burton William Bartlett II [CRD: 1038728, Mequon, Wisconsin], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bartlett worked for Landolt Securities Inc. from May 14, 2021, to June 6, 2024, and Worden Capital Management LLC from April 7, 2014, to […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Troy Allen Orlando [CRD: 6055474, New York, New York]. Evidently, Orlando worked for various firms, including Craft Capital Management LLC, Joseph Gunnar Co. LLC, Joseph Stone Capital L.L.C., Worden Capital Management LLC, and Spartan Capital Securities LLC, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses through dealings with Biaggio Anthony Caroleo (also known as Blaise Anthony Caroleo) (CRD:5256393, New York, NY). Caroleo worked for SW Financial from December 10, 2019, to May 10, 2022. FINRA expelled that firm on May 12, 2023. […]

Investors have come forward with complaints about securities broker Gregory Patrick Bodkin (CRD: 3008389, New York, New York). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management LLC clients allege that Bodkin breached fiduciary duties, breached a contract, and […]

Investors have come forward with complaints about securities broker Pat Russi (also known as Praxedes Russi) (CRD:  2588105, Garden City, NY). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Russi churned accounts, charged excessive commissions, […]

Soreide Law Group is investigating possible investor claims against securities broker Yousuf Saljooki AKA Joe Saljooki and Joseph Saljooki [CRD#: 5045123, Melville, NY]. Evidently, FINRA sanctioned the securities broker, who worked for SW Financial. Allegedly, Saljooki failed to comply with an arbitration award or settlement agreement. Here is a brief summary FINRA’s allegations against Saljooki. […]

Soreide Law Group is investigating possible investor claims against securities broker Richard Reynolds AKA Richard Foerster Reynolds [CRD#: 2162706, Garden City, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Notably, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Franz Lambert AKA Franz Helmut Lambert II [CRD#: 4463792, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Lambert denies the allegations of […]

Investors have come forward with complaints about securities broker Samuel Girgiss [CRD#: 6088898, New York, NY]. Evidently, the securities broker, who worked for Worden Capital Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management clients allege that Girgiss made unsuitable and excessive transactions and failed to supervise. For more […]