Broker Larry Labine Targeted In Investor Lawsuits Soreide Law Group is examining possible investor lawsuits to be brought against securities broker Lawrence “Larry” Michael Labine (CRD#: 1279935, Scottsdale, Arizona). Notably, clients of Labine at Newbridge Securities Corporation challenged his sales practices. Supposedly, Labine caused them to experience losses. Let’s take a closer look at some […]

Royal Alliance Clients Dispute Broker Darrin Farrow's Sales Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Darrin Farrow (CRD#: 1995240). Particularly, four investors brought disputes about the securities broker, who worked for Royal Alliance Associates in Rocky River, Ohio until he was permitted to resign while under suspicion […]

Broker Cynthia Cowden Barred By FINRA Financial Industry Regulatory Authority (FINRA) indefinitely barred (expelled) securities broker Cynthia Diane Cowden (Cynthia Case) (CRD#: 2054676, Lake Isabella, California). Not only that, but BrokerCheck shows that three investors brought disputes about the securities broker, who worked for securities firm NPB Financial Group from 2013 to 2020. Let’s take […]

FINRA Bars Charles Euler For Refusing To Testify Investor alert! Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports 8 disclosures on the record of financial advisor Charles J. Euler (CRD#: 202696, Radnor, Pennsylvania). Notably, the securities broker is highlighted in at least seven disputes alleging sales practice violations. On top of that, FINRA barred Euler because […]

Broker Joshua Turney Is Expelled By SEC, FINRA Investor Alert! The Securities and Exchange Commission (SEC) is the latest regulator to bar securities broker Joshua W. Turney (CRD#: 4510219, San Diego, California), who most recently worked for Global Arena Capital Corp. Also, 11 of Turney’s clients contested his sales practices. Here’s more on the incidents […]

Broker Craig Zabala Misappropriated Assets, SEC Complaint Indicates Soreide Law Group is reviewing potential investor claims against securities broker Craig Anthony Zabala (CRD#: 2740680, Harlem New York). Notably, the Securities and Exchange Commission (“SEC”) brought a lawsuit against Zabala in which it makes troubling allegations including misappropriation. Not only that, but Financial Industry Regulatory Authority […]

Barred Broker Jim Flynn Involved In Investor Disputes Droves of investors are filing disputes about securities broker James “Jim” Flynn (CRD#: 3082615, Greenville, South Carolina). Notably, the securities broker has a whopping 64 disclosures on his record via Financial industry Regulatory Authority (“FINRA”), nearly all of which are investor disputes. The securities broker, who worked […]

FINRA Bars Peter Ianace For Violating FINRA Rules The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Peter V. Ianace (CRD#: 3238078, Plano, Texas). Significantly, the financial industry watchdog took away Ianace’s ability to be a securities broker for a FINRA firm, which includes nearly all major securities firms in […]

FINRA Bars Lenny Kinsman For Failing To Testify, Produce Information Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) barred Leonard “Lenny” Kinsman (CRD#: 2816535, Staten Island, New York) from being a securities broker for violating FINRA rules. In addition, Kinsman’s clients brought investment disputes which raise questions about whether Kinsman may have misrepresented information to […]