One or more investors possibly experienced losses because of securities broker Scott Jason Hechler [CRD: 5277526, Garden City, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hechler has worked for Spartan Capital Securities LLC since May 15, 2023. Previously, he worked at SW Financial from December 10, 2019 […]

Investors potentially experienced sales practice violations due to securities broker Rodger Anthony McAlister [CRD: 2676623, Louisville, Kentucky], according to disclosures on FINRA BrokerCheck. Evidently, McAlister has worked for Money Concepts Capital Corp since December 12, 2005, and for Money Concepts Advisory Service since March 12, 2007. Read below to learn more about McAlister’s disclosures and […]

Investors apparently complained about securities broker Paul N. Lekousis [CRD: 2545673, La Grange Park, Illinois], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lekousis has worked for OneAmerica Securities Inc. since October 16, 2023, in Indianapolis, Indiana, and since November 30, 2023, in La Grange Park, Illinois. Previously, he […]

Investors might have sustained losses due to securities broker Jennifer Lynn Oprinski [CRD: 4512244, Macomb, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Oprinski has worked for Merrill Lynch since October 23, 2009, and also previously worked with LaSalle Financial Services Inc. Keep reading to learn more about the disclosures involving […]

Investors reportedly complained about securities broker Lawrence Joshua Nagel [CRD: 3040736, Louisville, Kentucky], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nagel has worked for Merrill Lynch since October 23, 2009. Read below to discover more about the disclosures involving Nagel and what they may mean for investors. Merrill Lynch […]

Investors potentially experienced sales practice violations due to securities broker Shane Appelbaum [CRD: 4772668, Boca Raton, Florida], based on disclosures on FINRA BrokerCheck. Specifically, Appelbaum has worked for Herbert J. Sims Co. Inc. since March 23, 2004, and also with Herbert J. Sims Capital Management Inc. since March 8, 2017. Read on to learn more […]

Investors apparently complained about securities broker Randall Earl McGill [CRD: 1309727, Homer Glen, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McGill has worked for Ausdal Financial Partners Inc. since June 9, 2015, and was also registered as an investment adviser with the same firm in Davenport, Iowa, […]

One or more investors possibly experienced losses because of securities broker Richard Wayne Gibson (also known as Rich Gibson) [CRD: 5352063, Long Beach, California], according to disclosures on FINRA BrokerCheck. Gibson has worked for Purshe Kaplan Sterling Investments since January 2, 2014, and for Global View Capital Management LLC since January 2, 2014. Read below […]

Investors might have sustained losses due to securities broker Reginald Howell Robinson (also known as Reggie Robinson and Reginal Robinson) [CRD: 1963649, Tampa, Florida], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robinson worked for Corinthian Partners, L.L.C. from August 21, 2017, to March 25, 2022, and IFS Securities from […]