PAUL R MEYER of AEGIS CAPITAL CORP

PAUL RICHARD MEYER (PAUL R MEYER) was previously registered as a broker and is currently registered as an investment advisor with AEGIS CAPITAL CORP of Edina, Minnesota since 2/17/2026. Meyer was registered as a broker with RBC CAPITAL MARKETS LLC of Minnetonka, Minnesota from 10/11/2017 - 01/26/2026.

According to SEC’s website, available to the public, PAUL R MEYER has 27 years of experience in the securities industry and has been listed with 4 firms.  Meyer has 6 disclosures on his FINRA CRD report.  Of the 6 disclosures, 4 are “Customer Disputes.” Three of the disputes have settled and one was denied. The significance of Meyer’s disclosures is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words,PAUL R MEYER’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints. 

Some of the allegations from the settled complaints were in part, “alleged unauthorized trades were executed, alleged his advisor has provided poor advice regarding the securities in which the client is invested, alleged that trades in his account had been executed without his authorization.”

FINRA listed a “Regulatory” disclosure dated 12/10/2025 suspending PAUL R MEYER for 6 weeks and fining him $5,000.00. Without admitting or denying FINRA’s findings, Meyer consented to the sanctions and to the entry of findings that he allegedly exercised discretion without written authorization in connection with trades in customer accounts. FINRA’s findings stated that although PAUL R MEYER generally discussed trading with the customers, his member firm did not designate their accounts as discretionary, and Meyer allegedly did not speak with the customers on the dates of the transactions.

On 12/30/2025 there was an “Employment Separation After Allegations” discharging Meyer from RBC CAPITAL MARKETS LLC.  The allegations were, “Registered representative was terminated for violating the RBC Order Execution Policy, Time and Price Discretion Policy and the Electronic Communications Policy.”

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