Richard Gibson Involved In Purshe Kaplan Investor Arbitration Claim About Misrepresentation

One or more investors possibly experienced losses because of securities broker Richard Wayne Gibson (also known as Rich Gibson) [CRD: 5352063, Long Beach, California], according to disclosures on FINRA BrokerCheck. Gibson has worked for Purshe Kaplan Sterling Investments since January 2, 2014, and for Global View Capital Management LLC since January 2, 2014. Read below to learn more about the disclosures connected with Richard Gibson.

Purshe Kaplan Sterling Investments Investor Accused Rich Gibson Of Misrepresentation

Notably, on June 20, 2024, a Purshe Kaplan Sterling Investments client filed FINRA Arbitration No. 24-01290 about Richard Gibson. The client alleged that Gibson made misrepresentations, was negligent, and made unsuitable recommendations in real estate securities. Because of this, the client allegedly sustained damages linked to Delaware Statutory Trusts. Therefore, the client requested $2,160,000.00 in compensation from Purshe Kaplan Sterling Investments or Gibson. This arbitration is pending a resolution.

Global View Capital Management LLC Investor Accused Richard Gibson Of Negligence

Specifically, a client filed a complaint about Richard Gibson. Mainly, the client alleged that Gibson was negligent about a financial strategy. Consequently, the investor allegedly incurred damages. As a result, on July 3, 2024, Global View Capital Management LLC settled this matter by paying the client $25,758.26 in damages.

Global View Capital Management LLC Client Accused Rich Gibson Of Unsuitable Recommendations

Evidently, on April 11, 2023, a Global View Capital Management LLC client filed a complaint about Richard Gibson. Primarily, the client alleged that Gibson made unsuitable recommendations and unauthorized trades. Because of this, the client allegedly sustained damages on corporate bonds, government bonds, mutual funds, and exchange-traded funds. Therefore, the client requested $14,918.95 in compensation from Global View Capital Management LLC or Gibson. However, the firm denied the complaint.

Have You Made Investments Through Securities Broker Richard Gibson?

Do you have concerns or questions regarding investments you made with Richard Gibson? If so, contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group helps to recover losses for investors throughout the country. The firm also takes cases on a contingency fee basis and advances all costs. Gibson and brokerage firms Gibson worked for deny accusations of sales practice violations.