Investors possibly experienced losses because of securities broker Kultar Singh Bindra (also known as Sid Bindra) [CRD: 6147537, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kultar Bindra joined Truist Investment Services Inc. on February 17, 2021, and Truist Advisory Services Inc. on February 17, 2021. Below, you’ll find a […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joshua Leon Jenkins [CRD: 6061301, Mechanicsburg, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joshua Jenkins worked for Northwestern Mutual Investment Services LLC from January 28, 2013, to December 20, 2023. Keep reading to […]

Investors potentially sustained damages through securities broker John William Wolf [CRD: 1846080, Appleton, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Wolf worked for Purshe Kaplan Sterling Investments from November 20, 2009, to January 29, 2016. Below, you’ll find a summary of John Wolf’s disclosures. Cornerstone Financial Planning Investor Accused […]

Investors possibly experienced losses because of securities broker Jeffry Neal Carel (also known as Jeff Carel) [CRD: 4935789, Edmond, Oklahoma], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jeffry Carel worked for JP Morgan Securities LLC from October 1, 2012, to October 25, 2023, before his current employment with Wells Fargo Clearing […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker James Roy Paige [CRD: 1726609, Vero Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Paige joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on October 31, 2008. Here’s an overview […]

Investors possibly experienced losses because of securities broker Herbert C. White [CRD: 3125223, Greenwood Village, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Herbert White worked for Woodbury Financial Services Inc. as a securities broker from April 4, 2003, to January 19, 2024. Woodbury Financial Services Inc. Investor Accused White Of […]

Financial Industry Regulatory Authority (FINRA) brought a complaint against securities broker Gary Francis Harpe [CRD: 2983634, Farmington Hills, Michigan] for obstructing an investigation, according to disclosures on BrokerCheck. Evidently, Gary Harpe worked for PFS Investments Inc. from February 5, 1998, to January 10, 2023. Here’s an overview of the securities broker’s disclosures. FINRA Charged Harpe […]

Financial Industry Regulatory Authority (FINRA) filed a complaint alleging misuse of client funds by securities broker David Wei Wong [CRD: 4689031, Los Angeles, California]. Not only that, but a client complained about him. Evidently, David Wong joined Integrity Brokerage LLC on April 3, 2020, and Integrity Advisers LLC on January 21, 2021. The following information […]

Investors might have sustained losses due to securities broker Christopher Steven Coffey [CRD: 6850994, Johnson City, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christopher Coffey worked for Allstate Financial Services LLC from November 25, 2019, to December 15, 2023, and for NYLIFE Securities LLC from April 10, 2018, to December […]