Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Peter Joseph Glowacki (also known as Pete Glowacki) [CRD: 1156214, Laguna Niguel, California]. Glowacki previously worked for TCFG Wealth Management, LLC from April 2023 to April 2024, and for RBC Capital Markets, LLC from March 1998 to March 2023. Recent disclosures reveal concerns about […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Gregory DePaul Whelan (also known as Gregory Whelan) [CRD: 5247677, Fort Lauderdale, Florida]. Gregory Whelan previously worked for UBS Financial Services Inc. from January 2011 to July 2011 and Morgan Stanley from August 2011 to May 2013. Since April 2013, he has been registered […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Sanjay Mathur (also known as Sanjay Mather) [CRD: 1144243, Irvine, California]. Mathur has over 41 years of experience in the financial industry, working for nine different firms during his career. Notably, Mathur’s employment history includes his current registration as financial advisor / securities broker […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker James Roy Paige [CRD: 1726609, Vero Beach, Florida]. James Paige worked in the securities industry for 36 years, spanning four firms. Since October 31, 2008, he has been employed by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Vero Beach, Florida. Recent […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker George Apolonides (also known as George Apollo) [CRD: 3101928, Garden City, New York]. Apolonides, previously registered as a broker, has over 23 years of experience in the securities industry, with affiliations at seven firms. Most recently, he worked for Spartan Capital Securities, LLC from […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Kabir Gangahar [CRD: 4280828, Omaha, Nebraska]. Kabir Gangahar worked United Planners' Financial Services of America from September 2012 to December 2017. His most recent employment was with KMS Financial Services, Inc. from January 2018 to November 2019. Recent disclosures highlight concerns about Gangahar’s conduct, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Joseph Edward Storzinger (also known as Joe Storzinger) [CRD: 2554671, Liverpool, New York]. Joseph Storzinger worked for American Portfolios Financial Services, Inc. in Massapequa, New York, from March 2017 to December 2018. He later joined Traderfield Securities Inc. in Massapequa, New York, from January […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows important investment-related disclosures about securities broker / financial advisor Deborah Stackpole (also known as Deborah Brown) [CRD: 4969850 Bayville, New Jersey]. Evidently, Stackpole has been employed by Stonecrest Capital Markets Inc. since September 6, 2016, and also works for Stonecrest Advisors Inc. since October 14, 2016. Below, you’ll […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Patrick M. Dever [CRD: 2202204, West Chester, Pennsylvania]. Dever is currently registered with Stifel Nicolaus Company Incorporated, where he has worked since October 30, 2014, as a financial advisor and securities broker. Prior to this, Dever was employed by Morgan Stanley from 2009 to […]