Financial Industry Regulatory Authority (FINRA) BrokerCheck shows important investment-related disclosures about securities broker / financial advisor Deborah Stackpole (also known as Deborah Brown) [CRD: 4969850 Bayville, New Jersey]. Evidently, Stackpole has been employed by Stonecrest Capital Markets Inc. since September 6, 2016, and also works for Stonecrest Advisors Inc. since October 14, 2016. Below, you’ll learn more about client disputes involving allegations of unsuitable recommendations and poor investment advice by Ms. Stackpole.
On February 28, 2024, a client of Stonecrest Capital Markets Inc. initiated FINRA Arbitration: 24-00429 against Deborah Stackpole. The client alleged unsuitable recommendations regarding investments in GWG L-Bonds and NorthStar Healthcare Income Inc. Mainly, the client claimed losses of $300,000 in GWG Holdings L-Bonds and $90,000 in NorthStar Healthcare Income Inc. This matter is currently pending resolution.
On October 27, 2022, Stonecrest Capital Markets Inc. received a written complaint from a client alleging poor recommendations and advice concerning GWG L-Bonds investments made between 2019 and 2022. The client sought damages totaling $300,000. The complaint is currently unresolved.
Soreide Law Group is here to assist you. Contact our securities lawyers online or at (888) 760-6552 to speak with someone right away. Our team helps investors understand their rights and pursue claims against advisors, securities brokers, or their employers for potential misconduct. Ms. Stackpole and the firms she has represented deny allegations of sales practice violations. However, if you have concerns about your investments, it is crucial to act quickly to protect your interests.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com