John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors apparently complained about securities broker Victor Michael Rodriguez [CRD: 2900010, Estero, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rodriguez was registered with Merrill Lynch from July 2, 2021, through April 19, 2023, before joining Edward Jones on April 20, 2023. Continue reading to learn more about disclosures involving Rodriguez.
Particularly, on January 15, 2026, an Edward Jones client filed a written complaint about Victor Rodriguez. According to the complaint, Rodriguez made unsuitable recommendations by investing funds for a homeowners association in a 20-year bond even though the HOA allegedly required ongoing short-term liquidity. As a result, the client claimed damages related to government bonds. Consequently, the client requested $14,000 in compensation from Edward Jones or Rodriguez. This matter remains pending.
Also, a client of Edward Jones challenged Victor Rodriguez’s handling of an investment, according to a complaint dated December 23, 2025. Allegedly, Rodriguez made misrepresentations by stating that a 20-year treasury bond carried a 4.61% interest rate and was highly liquid. Allegedly, the interest rate was 2.61%. It appears that Rodriguez allegedly caused the client to incur damages involving government bonds. As a result, the client sought $25,000 in compensation from Edward Jones or Rodriguez. This complaint is also pending.
Are you concerned about investments you made through Victor Rodriguez? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors across the United States, operates on a contingency fee arrangement, and advances all costs. Rodriguez and brokerage firms Rodriguez worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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