Investors apparently complained about securities broker Victor Michael Rodriguez [CRD: 2900010, Estero, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rodriguez was registered with Merrill Lynch from July 2, 2021, through April 19, 2023, before joining Edward Jones on April 20, 2023. Continue reading to learn more about disclosures involving Rodriguez.
Particularly, on January 15, 2026, an Edward Jones client filed a written complaint about Victor Rodriguez. According to the complaint, Rodriguez made unsuitable recommendations by investing funds for a homeowners association in a 20-year bond even though the HOA allegedly required ongoing short-term liquidity. As a result, the client claimed damages related to government bonds. Consequently, the client requested $14,000 in compensation from Edward Jones or Rodriguez. This matter remains pending.
Also, a client of Edward Jones challenged Victor Rodriguez’s handling of an investment, according to a complaint dated December 23, 2025. Allegedly, Rodriguez made misrepresentations by stating that a 20-year treasury bond carried a 4.61% interest rate and was highly liquid. Allegedly, the interest rate was 2.61%. It appears that Rodriguez allegedly caused the client to incur damages involving government bonds. As a result, the client sought $25,000 in compensation from Edward Jones or Rodriguez. This complaint is also pending.
Are you concerned about investments you made through Victor Rodriguez? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors across the United States, operates on a contingency fee arrangement, and advances all costs. Rodriguez and brokerage firms Rodriguez worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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