FINRA BrokerCheck shows that investors filed disputes concerning securities broker Philippus Theunis Van Staden (also known as Philip Van Staden) [CRD#: 4489166, Winter Park, Florida]. Evidently, Van Staden joined Green Vista Capital LLC on July 18, 2018, as a securities broker, and Green Vista Asset Management LLC on August 21, 2018, as a financial advisor. […]

Investors have filed disputes regarding securities broker and financial advisor, Shane DeSherlia (CRD#: 6800960, Jerseyville, Illinois]. DeSherlia works with Moloney Securities Co. Inc., located in Jerseyville, Illinois, since May 24, 2017, and with Moloney Securities Asset Management LLC at the same location since November 7, 2019. Recently, multiple investors raised concerns regarding DeSherlia's practices, specifically […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Kirk James Crossen [CRD: 2742256, Carmel, Indiana]. Specifically, Crossen worked for Raymond James Associates Inc. in Carmel, Indiana, from April 12, 2023, to November 16, 2023, and he previously worked for Morgan Stanley […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the conduct of securities broker and financial advisor, Kurt Douglas Cambier (CRD#: 1392482, Littleton, Colorado). Evidently, Cambier currently works with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in Littleton and Grand Junction, Colorado, […]

FINRA BrokerCheck reports that investors alleged losses because of Stewart Taylor Paxton Ginn Jr. (also known as Stewart Ginn) (CRD#: 4503197, Santa Maria, California). Notably, Ginn works with Independent Financial Group LLC as of September 3, 2015, and worked with Navian Capital Securities LLC in Cincinnati, Ohio from February 18, 2021, to March 10, 2023. […]

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses due to the actions of Patrick Michael Mendenhall (CRD#: 1068809, Houston, Texas). Evidently, Mendenhall works with USCA Securities LLC since April 20, 2010, and with U.S. Capital Wealth Advisors LLC since June 30, 2021. Previously, he worked with USCA […]

Soreide Law Group is investigating potential claims on behalf of investors who may have suffered losses due to the actions of Jeffrey T. Kennedy [CRD: 5094149, Quincy, Illinois]. He was employed by Center Street Securities Inc. from March 10, 2010, to December 1, 2023. Notably, several clients have filed FINRA Arbitrations against Kennedy, citing unsuitable […]

Between February and April 2022 Morgan Stanley sold approximately 82% of its stock ownership in Bed Bath and Beyond (BBBY), or approximately 5,744,409 shares. Morgan Stanley has had a long standing ownership in the stock since it was one of the lead underwriters in BBBY bonds back in 2014 when BBBY sold the following bonds: 3.749% 2024 […]

Soreide Law Group is investigating potential claims on behalf of investors who may have suffered losses due to the actions of Richard Whitfield Brown [CRD: 1595628, Fort Myers, Florida]. Evidently, Brown has a history of employment with Summit Brokerage Services Inc. from May 2, 2003, to September 20, 2019, and more recently with Cetera Advisor […]