Soreide Law Group announces that it is currently investigating potential claims on behalf of investors who have suffered losses inflicted by securities broker Patrick Noel Thayer [CRD#: 5735955, Lebanon, Ohio]. Evidently, Thayer worked at LPL Financial LLC from September 2020 to October 2022 and Parkland Securities LLC from April 2014 to September 2020. Notably, FINRA […]

Soreide Law Group is actively investigating claims on behalf of investors who may have incurred losses due to the actions of Nir Regev (also known as Nir Regev Kragens [CRD#: 1847410, Saint Louis, Missouri]. Evidently, Nir Regev joined for DFPG Investments LLC on April 26, 2016, and has been involved with the financial services industry […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker Michael Thomas Yochum (also known as Mike Yochum) [CRD#: 1126991, San Francisco, California]. Evidently, Michael Yochum is a registered broker and investment advisor with UBS Financial Services Inc., where […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who have suffered losses due to the actions of securities broker Leigh Eran Einhorn [CRD: 3000924, Summit, New Jersey]. Einhorn has been registered with Wells Fargo Clearing Services LLC since October 2000 and with Wells Fargo Advisors since January 2004. Investor […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses at the hands of securities broker and financial advisor Lawrence Richard Greenfield (Larry Greenfield) [CRD#: 4056913, Woodland Hills, California]. Greenfield's record includes a tenure at LPL Financial LLC from July 2018 to May 2020, and at Arete Wealth Management […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have suffered losses due to the actions of securities broker Kevin Douglas Houser [CRD#: 2513167, Center Valley, Pennsylvania]. Evidently, Houser joined Ameriprise Financial Services LLC on September 16, 2016, as both a financial advisor and securities broker. His prior affiliations include LPL […]

Soreide Law Group is conducting an investigation on behalf of investors who have suffered losses investing with securities broker Joseph Brian LaScala Jr. (also known as Joe LaScala) [CRD#: 3070261, Melville, New York]. Evidently, LaScala joined Aegis Capital Corp on February 29, 2012, and previously worked with GunnAllen Financial. He was involved in several client […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have suffered losses with securities broker Jose Manuel Candelario Padilla [CRD#: 4847560, Puerto Rico]. Evidently, Padilla worked for Nationwide Planning Associates Inc. from 2016 to September 2023. Allegations against Padilla, as reported in various FINRA Arbitrations, include breaches of fiduciary duty […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the actions of securities broker Jason Steven Hawke (also known as J. Steven Hawke) [CRD#: 4177415, Meridian, Idaho]. Evidently, Hawke is registered with D.H. Hill Securities, LLLP since October 2020, and Hawke Financial Group since September […]