Latest Securities Lawyer News

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September 25, 2023
Investors Complain About David Karin

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the activities of securities broker David Wayne Karin (CRD#: 2486154, Westlake Village, California). Specifically, Karin has been registered with Western International Securities, Inc. since March 30, 2012. Moreover, he has been affiliated with IA Western […]

September 25, 2023
Soreide Law Group Investigating Claims Against David Geake

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker David Richard Geake (CRD: 3088891, Chicago, Illinois). Geake has been affiliated with American Trust Investment Services, Inc. from September 14, 2018, to May 30, 2023, and before that with Ausdal Financial […]

September 24, 2023
Wray Rodgers Discloses Sanctions, Investor Disputes

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the activities of D. Wray Rodgers (also known as D. Ray Rodgers and Wray Rodgers) (CRD# 2842993, Memphis, Tennessee). Rodgers worked for Vining-Sparks IBG, LLC from February 18, 1997, to May 20, 2022. Specifically, the Financial […]

September 24, 2023
Stifel Investors Complain About Chuck Roberts

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses associated with securities broker Chuck A. Roberts (CRD: 2064602, New York, New York). Roberts is presently registered with Stifel, Nicolaus & Company, Incorporated, where he has been since March 1, 2016, as a securities broker […]

September 23, 2023
Christopher Passero Discloses Money Concepts Investor Allegations

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to dealings with securities broker Christopher John Passero (CRD: 2517681, Hurricane, West Virginia). Specifically, Passero is registered with Money Concepts Capital Corp and Money Concepts Advisory Service, both located in Hurricane, WV. He has been registered […]

September 22, 2023
Bryan Davidson Disclosed LPL, BMO Harris Client Disputes

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Bryan Edward Davidson (CRD: 5445540, Scottsdale, Arizona). Evidently, Davidson worked for BMO Harris Financial Advisors, Inc. as both a financial advisor and broker from September 26, 2014, to March 24, 2021. Additionally, […]

September 21, 2023
Biaggio Caroleo Involved In Client Disputes

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses through dealings with Biaggio Anthony Caroleo (also known as Blaise Anthony Caroleo) (CRD:5256393, New York, NY). Caroleo worked for SW Financial from December 10, 2019, to May 10, 2022. FINRA expelled that firm on May 12, 2023. […]

September 20, 2023
Investigation Into Securities Broker Anthony Gallea

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Anthony Michael Gallea (also known as Anthony Gallea) (CRD: 713980, Hendersonville, North Carolina). Gallea has been registered with Morgan Stanley since June 1, 2009, as a securities broker and financial […]

September 20, 2023
Andrew Raskin Involved In Investor Disputes

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses through dealings with securities broker Andrew Raskin (CRD: 4701782, Palm Beach Gardens, Florida). Evidently, Andrew Raskin worked as a financial advisor and broker with Merrill Lynch from August 2, 2016, to December 13, 2022. He works for LPL Financial, […]

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