Soreide Law Group has recently been contacted by clients of the broker/investment adviser, TIMOTHY JOSEPH SCANLON (CRD#: 1968597) currently with ARQUE CAPITAL, LTD. of Scottsdale, Arizona. The clients are alleging they were recommended purchasing GWG L Bonds.  Many of the broker/dealer firms that sold GWG L Bonds to their investors may have recommended them as […]

First Allied Securities Client Takes Issue With Broker Ron McCook's Sales Practices The Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that investors filed disputes about securities broker McCook, also known as “Ron McCook” (CRD#: 4155186, Scottsdale, Arizona). Evidently, McCook worked for securities firms Sagepoint Financial and National Planning Corporation before joining First Allied Securities as […]

Accelerated Capital Investor Disputes Reportedly Concern Broker Tim Thelen Soreide Law Group discusses important investor-related information regarding securities broker Thelen, also known as “Tim Thelen” (CRD#: 1924966, Middletown, New Jersey). It appears that Thelen worked as a securities broker for Berthel Fisher, Next Financial Group, Accelerated Capital Group, and Aeon Capital. One or more investors […]

Soreide Law Group has been contacted by clients of ERIC SCOTT FELSENFELD (CRD#: 4496689) a broker/financial advisor with KINGSWOOD CAPITAL PARTNERS of Rockville, Maryland, who were allegedly recommended they purchase GWG L Bonds. In an April 4, 2022 article from the Wall Street Journal, they state that GWG Holdings Inc., a company known for selling […]

Investor Disputes Reportedly Concern Sales Practices Of Broker Keith Connolly Soreide Law Group comes to you regarding the investment disputes alleging sales practice violations by broker Keith Lawton James Connolly (CRD#: 2667382, Melville, New York). Evidently, Connolly worked for firms JD Nicholas (2008 to 2015) and Aegis Capital Corp (2015 to 2019). It appears that […]

Broker Michael McNulty Involved In Disputes Brought By Raymond James Clients Soreide Law Group provides you with an update regarding the FINRA BrokerCheck disclosures relating to securities broker Michael McNulty, also known as “Mike McNulty” (CRD#: 1493933, Boca Raton, Florida). It appears that McNulty worked for UBS PaineWebber and Raymond James before joining Lincoln Financial […]

Soreide Law Group is currently investigating broker/financial advisor, WILLIAM ROBERT YOUNG (BILL YOUNG, CRD#: 4787488), currently registered with KINGSWOOD CAPITAL PARTNERS, LLC of Rockville, Maryland.  We have received calls from clients of Bill Young, who have suffered losses after purchasing GWG L bonds. Many broker/dealers may have recommended GWG L bonds without advising clients of […]

Securities Broker Gary Begnaud (Merrill Lynch) Involved In Investor Complaint The Financial Industry Regulatory Authority (FINRA) reports new information in regard to securities broker Gary Begnaud (CRD#: 865927, Mount Laurel, New Jersey). Evidently, Begnaud worked for Merrill Lynch (1982 to 2020) as a securities broker and financial advisor. He joined Janney Montgomery Scott in 2020. […]

There are many investors who have lost significant amounts of their investments in Northstar Financial (Bermuda) Ltd. (Northstar Bermuda) due to the recommendations of their brokers/financial advisors.  There has been some updates regarding Northstar Bermuda’s liquidation. Currently they have divided up the various accounts into different groups: Investors or policyholders holding variable investments. Investors or […]