Soreide Law Group has been contacted by investors regarding the broker: ERIC PETER WESCHKE (CRD#: 2486324) Weschke is currently registered both as an investment advisor and broker with KALOS CAPITAL, INC. of SETAUKET, NEW YORK, since May 16, 2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, ERIC PETER WESCHKE has been […]

Broker John Lowry Investigated By FINRA, Involved In Spartan Client Disputes Soreide Law Group provides you with some of the latest information in regard to securities broker John Dennis Lowry (CRD#: 4336146, New York, New York). It appears that Lowry, who is the CEO of Spartan Capital Securities LLC, faces an August 2020 FINRA investigation […]

Voya Securities Broker Pete Mersberger Facing Allegations Of Sales Practice Violations Soreide Law Group has new information to share with you in regard to securities broker Peter Jerome Mersberger “Pete Mersberger” (CRD#: 2372186, Sheboygan Falls, Wisconsin). Namely, four investors challenged Mersberger’s sales practices, and two of those disputes concern his actions at Voya Financial Advisors […]

Comerica Investors Allege Sales Practice Violations By Securities Broker Ed Torriente Soreide Law Group is investigating potential investor claims against securities broker William Edward Torriente Jr. (known as Ed Torriente and Eddy Torriente) (CRD#: 4255814, Phoenix, Arizona). It appears that Torriente worked for Comerica Securities Inc. from 2009 to 2020. Notably, three clients of Comerica […]

Barrett Company Clients Take Issue With Securities Broker Chad White The Financial Industry Regulatory Authority (“FINRA”) indicates through BrokerCheck that investors challenged the sales practices of Barrett Company securities broker Charles Edward White II “Chad White” (CRD#: 1345688, Providence, Rhode Island). Namely, seven investors disputed White’s actions. Allegations include unsuitability and misrepresentation. And Massachusetts Securities […]

CHRISTOPHER THOMAS ERIKSSON (CRD#: 2487298) was previously registered as a broker with Merrill Lynch, Pierce, Fenner & Smith, Incorporated of Wayzata, Minnesota from 01/14/2005 - 11/18/2020. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, CHRISTOPHER THOMAS ERIKSSON has been listed in the securities industry for 26 years. He is not currently listed.  […]

Did your broker sell you JPMorgan Chase Linked Notes to XOP – Cusip 48132C4L4 JP Morgan offers structured investments and some investors may not fully appreciate their risks. Structured products can offer enhanced return but brokers often times downplay the risks when the underlying linked asset fails to perform. One product we are investigating is […]

Morgan Stanley Disaffiliates With Securities Broker Robert Mitchell Following Client Disputes Soreide Law Group has important information to share with you regarding securities broker Robert Lynn Mitchell (CRD#: 1523211, Frisco, Texas). Namely, Morgan Stanley, who employed Mitchell from June 2009 to February 2021, disaffiliated with him for alleged outside business activities. Not only that, but […]

NBC Clients Allege Misrepresentation, Unsuitable Trading In Disputes About Securities Broker Marcello Lattuca Soreide Law Group has news to share with you regarding the Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures of securities broker Marcello Lattuca (CRD#: 2149434, Massapequa, New York). Namely, four investors disputed Lattuca’s sales practices, and clients brought three disputes in 2020. […]