EDWARD L TURLEY (ED TURLEY, EDWARD LAWRENCE TURLEY) CRD#: 1872294, formerly with J.P. Morgan of San Francisco, California, according to FINRA’s BrokerCheck, currently has  5 pending Customer Disputes listed on his CRD report requesting damages totaling $62,300,000.00.  These claims were filed in 2020 and 2021 and range from $5,000,000.00 to $23,000,000.00. According to BrokerCheck, on […]

Clients Dispute Sales Practices Of Hilltop Securities Broker, Financial Advisor Mark Katz The Financial Industry Regulatory Authority (FINRA) reports that investors filed disputes concerning securities broker Mark Katz (CRD#: 3055019, San Diego, California). Evidently, Katz worked as a financial advisor and a securities broker with Hilltop Securities Inc. in San Diego, California from December 2008 […]

MARC FREDERICK KORSCH (MARC KORSCH) CRD#: 5525226, a representative previously registered both as a broker and as an investment advisor, according to FINRA’s BrokerCheck, has been in the securities industry for 12 years and has 14 Disclosures on his FINRA CRD report. Seven of the disclosures are “Customer Disputes.” The significance of Korsch’s FINRA Customer […]

Securities Broker Johnnie Jones Suspended By FINRA, Involved In Investor Disputes Soreide Law Group has new information to share with you concerning securities broker Johnnie Melvin Jones (CRD#: 2705042, Syosset, New York). Evidently, Jones worked for National Securities Corporation (2013 to 2016) and Network 1 Financial Securities Inc. (2016 to 2021). According to Financial Industry […]

FINRA Suspends TCM Securities Broker Michael Pellegrino, And TCM Investors File Disputes About Him Financial Industry Regulatory Authority (FINRA) BrokerCheck contains important information regarding Taylor Capital Management (TCM) securities broker Michael August Pellegrino (CRD#: 5900843, Oakbrook Terrace, Illinois). Namely, on January 6, 2021, FINRA suspended him for a period of two months. During that period, […]

Securities Broker William Friedman (Newbridge, Woodstock Financial) Discloses FINRA Suspension, Investor Disputes Soreide Law Group has new information to share with you concerning securities broker and financial advisor William Sidney Friedman (CRD#: 2475502, Boca Raton, Florida). Evidently, Friedman worked for securities firms Newbridge Securities Corporation (2007 to 2017), Woodstock Financial Group (2017 to 2019) and […]

JAMES ROBERT REYNOLDS (also known as JIM REYNOLDS) CRD#: 4408485, who is currently registered as a broker and financial advisor with NORTHLAND SECURITIES, INC. and NORTHLAND ASSET MANAGEMENT in Minneapolis, Minnesota since 2002, and 2008 respectively, has had two customer complaints, according to his FINRA BrokerCheck  CRD report. In June of 2016, a customer dispute […]

FINRA Suspends Merrill Lynch Securities Broker Rawad Alame For Options Trading FINRA suspended Merrill Lynch securities broker Rawad Roy Alame (CRD#: 5376696, Raleigh, North Carolina) for a period of six months starting on January 4, 2021 and ending on July 3, 2021 to resolve allegations of his private securities transactions. Alame consented to the suspension […]

Investors File Disputes About Securities Broker Brandon Rudolph (Chelsea Financial, WealthForge Securities) Soreide Law Group gives you this update concerning securities broker and financial advisor Brandon Carl Rudolph (CRD#: 6379420, Las Vegas, Nevada). Evidently, Rudolph worked for WealthForge Securities LLC (2017) and Chelsea Financial Services (2014 to 2016). It appears that three investors disputed his […]