Soreide Law Group, based in South Florida, is currently investigating brokers/financial advisors who, through SunTrust (now Truist), sold Northstar Financial Services (Bermuda) Ltd. to their clients. Soreide Law Group has four lawsuits against SunTrust due to the of the sale of Northstar Financial Services (Bermuda) Ltd. One of the brokers we are investigating is: RAUL […]

Cetera Advisors Clients Take Issue With Securities Broker Dan McPherson's Sales Practices Important information is reported on Financial Industry Regulatory Authority (FINRA) as it relates to securities broker Daniel George McPherson ("Dan McPherson") (CRD#: 4964802, Idaho Falls, Idaho). Specifically, three investors filed disputes about the securities broker, who worked for Cetera Advisors LLC (2012 to […]

Wynston Hill Investor Takes Issue With Robert Calamunci's Sales Practices Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that a Wynston Hill Capital LLC client took aim at the sales practices of securities broker Robert Joseph Calamunci Sr. (CRD#: 1618899, Bronx, New York). In addition, FINRA and the National Association of Securities Dealers (NASD) both sanctioned […]

Securities Broker Daniel Lauletta Involved In Disputes Alleging Negligence, Misrepresentation Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that five investors filed disputes concerning securities broker Daniel James Lauletta (CRD#: 2659123, Cleveland, Ohio). Evidently, Lauletta worked for Cetera Advisor Networks from 2013 to 2016. Also, he worked as a financial advisor and a securities broker for […]

Mark Pearcy (MetLife) Involved In Disputes About Variable Annuities, Insurance Soreide Law Group has new information to share with you regarding securities broker Mark William Pearcy (CRD#: 2978026, San Diego, California). Notably, the securities broker worked for MSI Financial Services (MetLife Securities) from 1997 to 2017 as both a securities broker and a financial advisor. […]

Clients Of Wells Fargo, Ameriprise File Disputes About Broker Jon Mirer Evidently, as of 2020, two additional investor disputes are reported on the FINRA BrokerCheck profile of securities broker Jonathan Ben Mirer, who goes by "Jon Mirer" (CRD#: 336638, Henderson, Nevada). Evidently, Mirer worked for securities firms, including Wells Fargo Advisors LLC (2003 to 2016) […]

CUNA Brokerage Services Clients File Disputes About Broker Steve Sylvester Concerning Suitability Soreide Law Group brings you up to speed concerning the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck as it relates to securities broker Stephen Sylvester ("Steve Sylvester") (CRD#: 1950435, Groton, Connecticut). Namely, four investors challenged his sales practices at CUNA Brokerage Services. […]

Investors Allege Sales Practice Violations By Securities Broker Chris Shaw (Kalos Capital, Pruco Securities) According to the Financial Industry Regulatory Authority (FINRA), securities broker Christopher John Shaw "Chris Shaw" (CRD#: 5011382, Belmont, North Carolina) is involved in investor disputes. The securities broker worked for Blackbird North America, Kalos Capital, Kalos Management, Pruco Securities, Prudential Financial […]

Disputes Filed By Investors Of NSC, Aegis Concerning Securities Broker Johnny Guan Soreide Law Group comes to you with important information regarding securities broker Johnny Guan (CRD#: 5711977, Red Bank, New Jersey). It appears on Financial Industry Regulatory Authority (FINRA) BrokerCheck that Guan is involved in four investor disputes. Evidently, the securities broker, who worked […]