Latest Securities Lawyer News

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June 26, 2020
Lightstone Real Estate Income Trust, Inc. Losses

Soreide Law Group is investigating claims by investors who have contacted us regarding losses in Lightstone Real Estate Income Trust, Inc., a non-traded real estate investment trust (non-traded REIT).  According to the SEC, on March 25, 2020, the Lightstone’s Board of Directors determined to suspend regular monthly distributions. Also stated on the SEC website, “The […]

June 25, 2020
Todd Henrich Customer Complaints?

Broker Todd Henrich Made Unsuitable, Unauthorized Transactions Clients who held accounts with securities broker Todd Joseph Henrich (CRD#: 5931911, Iselin, New Jersey) disputed his sales practices. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that 3 or more clients filed lawsuits about the sales practices of the securities broker, who worked for National Securities Corporation […]

June 25, 2020
JOHN H TIMBERLAKE

Were you a client of the broker/investment advisor, JOHN HILLMAN TIMBERLAKE  (JOHN H TIMBERLAKE, JOHN TIMBERLAKE) CRD#: 2109445, and experienced losses due to his recommendations? Contact Soreide Law Group (888-760-6552) regarding recovery of your losses. According to FINRA’s BrokerCheck, JOHN H TIMBERLAKE was with CARTER, TERRY & COMPANY, INC in Atlanta, Georgia, from 07/21/2016 - […]

June 25, 2020
JOHN STAPLETON Unsuitable Trading Disputes

Clients Indicate Broker John Stapleton Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows troubling information regarding securities broker John Joseph Stapleton (CRD#: 2791194, Garden City, New York). Namely, five investors brought lawsuits regarding the broker, who has been a Spartan Capital Securities broker since 2015. These disputes suggest that Stapleton […]

June 24, 2020
DARREN KUBIAK Alternative Investment Losses?

Title goes here Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) shows that four or more investors disputed the sales practices of Darren Kubiak (CRD#: 1239086, Alpharetta, Georgia). Namely, clients indicate that the securities broker, who worked for Kalos Capital, Inc. from 2007 to 2019, acted negligently. Supposedly, Kubiak sold clients unsuitable investments and was […]

June 24, 2020
Dustin Shafer REIT Sales

An arbitration has been filed with the Financial Industry Regulatory Authority (FINRA) against Money Concepts Capital Corp. This claim was filed by an elderly woman who allegedly lost her investment with the Springfield, Illinois location, and broker Dustin Shafer, who was her broker/advisor at the time.  Shafer allegedly recommended to his elderly client that she […]

June 23, 2020
JAMES KIRCHNER Private Placement Disputes

Broker James Kirchner Allegedly Sells Unsuitable Investments Soreide Law Group is reviewing possible investor claims of sales practice violations by broker James R. Kirchner (CRD#: 2852217, Chicago, Illinois). Evidently, seven investors brought claims about the broker, who worked for firms David A. Noyes & Company (2014 to 2018), IFS Securities (2019) and Cabot Lodge Securities […]

June 23, 2020
JOHN STEPHEN PRONOVOST Customer Disputes

JOHN STEPHEN PRONOVOST CRD#: 1990612, a broker currently with CAMBRIDGE INVESTMENT RESEARCH, INC. of Watertown, Connecticut, according to the Financial Industry Regulatory Authority’s (FINRA) BrokerCheck, has 13 Disclosures on his CRD report with FINRA. All of these 13 Disclosures, are Customer Disputes.  The significance of Prononvost’s FINRA Customer Disputes is underscored in FINRA NOTICE to […]

June 22, 2020
Losses Due To Northstar Financial Services?

Losses Due To Northstar Financial Services (Bermuda) Ltd.? Soreide Law has filed more than 10 separate Northstar Financial Services claims against Brokerage Firms that sold it for damages over $5 million dollars.   CONTACT US TODAY TO START YOUR CLAIM. IF WE DON’T SPEAK YOUR LANGUAGE WE HAVE ON CALL TRANSLATORS FOR CHINESE, JAPANESE, and […]

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