Brokers, Advisors Could Have Made Bad Recommendations About FS KKR Capital Corp II (NYSE: FSKR) Soreide Law Group is reviewing potential investor claims of unsuitable sales and misrepresentations by financial advisors relating to FS KKR Capital Corp II (NYSE: FSKR). Here's what you need to know. Who Is FS KKR Capital Corp II? Evidently, FS […]

Investors Could Have Sustained Big Losses On Monitronics Bankruptcy Soreide Law Group is reviewing potential investor disputes against financial advisors, securities brokers and firms including National Securities Corp who may have improperly recommended Monitronics Escrow Bond among other Monitronics investments. Evidently, Monitronics International, Inc. emerged from Chapter 11 bankruptcy in 2019, eliminating $900,000,000.00 in debt. […]

Soreide Law Group has been contacted by investors who were former clients of: PETER RAJINDER KOHLI (PETER R KOHLI) CRD#: 1064334. Kohli, of Pottstown Pennsylvania, was formerly with Trustmont Financial Group Inc. and he was also CEO of both DMS Advisors Inc. and DMS Funds.  PETER R KOHLI was barred by the Securities and Exchange […]

Soreide Law Group has been contacted by investors regarding losses due to the recommendation of their brokers to purchase, FS KKR Capital Corp. II (FSKR). Four non-traded business development companies (BCDs), FS Investment Corp II (FSIC II), FS Investment Corp III (FSIC III), FS Investment Corp IV (FSIC IV), and Corporate Capital Trust (CCTII) merged […]

American Portfolios' Gary Forrest Sold Woodbridge Securities, According To FINRA Soreide Law Group is reviewing potential investor disputes regarding alleged sales practice violations by broker Gary Arthur Forrest (CRD#: 1313782, Flint, Michigan). Apparently, two of Forrest’s clients at American Portfolios Financial Services brought claims regarding his sales practices. These disputes suggest that Forrest made deceptive […]

Investors Signal Possible Unsuitable Advice By John Borsellino The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker John Anthony Borsellino (CRD#: 2006663, Stamford, Connecticut). Notably, FINRA issued Borsellino a fine and suspension for his unsuitable recommendations. Not only that, but the securities broker, who worked for Merrill Lynch and Morgan […]

Broker Jason LaBelle Allegedly Misrepresented Promissory Note Details Soreide Law Group is reviewing possible investor claims against securities broker Jason C. LaBelle (CRD#: 5654529, Pittsfield, Massachusetts). Namely, FINRA issued a suspension and a fine to the former LPL Financial securities broker for his outside business activities. Not only that, but at least four clients filed […]

UBS Clients Take Issue With Matt Buchsbaum's Options Overlay Strategy Recommendation Soreide Law Group is reviewing possible investor claims against broker Matthew Stern Buchsbaum (CRD#: 2220565, New York, New York). According to FINRA BrokerCheck, a number of his clients filed disputes about his sales practices. In fact, clients suggest that Buchsbaum placed them in unsuitable […]

Broker David Hicks Allegedly Sold Unsuitable REITs Investors have come forward with complaints alleging sales practice violations by securities broker David Arthur Hicks (CRD#: 733045, Baltimore, Maryland). Namely, at least three investors indicated that their losses were caused by the securities broker, who worked for H. Beck, Inc. until 2016 when he joined Triad Advisors, […]