Soreide Law Group Investigating GLOBAL NET LEASE (GNL) Investors are growing more concerned about the viability of Global Net Lease (NYSE: GNL). Apparently, GNL, which is a Triple Net Lease real estate investment trust, may not be able to continue paying its present $2.13 dividend given its substantial capital expenditures associated with a large office […]

ATTENTION INVESTORS: Losses From JAMES LUNSFORD? James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic Capital Corporation securities broker. Notably, Lunsford, who worked for Mid Atlantic Capital Corporation from May 3, 2004 to December 4, 2015, discloses six client disputes on FINRA James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic […]

Soreide Law Group Investigating GARY HAMMOND of Charlotte North Carolina Soreide Law Group is evaluating possible claims of sales practice violations against MetLife securities broker Gary Hammond (CRD#: 2660432, Charlotte, North Carolina). Notably, the Financial Industry Regulatory Authority (“FINRA”) shows that at least nine investors complained about Hammond. Eight complaints come after MML Investors Services […]

ATTENTION INVESTORS: Complaint Against Lombard Securities About ERIC ZAKARIN Have you suffered investment losses with Lombard Securities broker Eric Zakarin (CRD#: 1708397, Cranford, New Jersey)? Investors should take caution if investing with Zakarin because of investors’ and his previous employers’ allegations against him. Take a look at some of the customer disputes involving Zakarin: Lombard […]

ROSEMARY TAVERNA Referenced In Commonwealth Financial Network Investor Dispute Soreide Law Group is reviewing potential claims of misconduct, including unsuitable alternative investment sales, against Commonwealth Financial Network securities broker Rosemary Taverna (CRD#: 1244454, Greenwich, Connecticut). Specifically, Taverna shows on her Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Profile that an investor disputed her sales practices. Here […]

ATTENTION INVESTORS: Losses from Cetera Broker CLARA TANG? Soreide Law Group is reviewing possible investor claims against Cetera Investment Services LLC securities broker Clara Tang (CRD#: 4852979, Cupertino, California). Notably, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report for Clara Tang, who worked at Cetera Investment Services from August 2012 to May 2018, shows that […]

Suffered Losses From AMERIPRISE FINANCIAL SERVICES, AFTAB AHMAD? Soreide Law Group is reviewing possible claims of unsuitability and misrepresentation against Ameriprise Financial Services, Inc. general securities representative Aftab Ahmad (CRD#: 3148243, Bethesda, Maryland). According to the FINRA BrokerCheck, at least one investor came forward with a complaint involving Ahmad. This raises allegations of Ahmad selling […]

DOMINIC ANTHONY TROPIANO (Dominic Torpiano) CRD#: 4761462, former Cleveland, Ohio broker, has been barred by FINRA, May 9, 2019, from acting as a broker or otherwise associating with a broker-dealer firm for alleged unsuitable trading in non-traditional ETFs. According to FINRA’s report, Dominic Torpiano consented to the sanction and to the entry of findings that […]

INVESTOR ALERT: Customer Dispute About SAGEPOINT’S STEPHEN MATTHEWS Stephen Matthews (CRD#: 1878065, Dublin, Ohio) is a general securities representative of SagePoint Financial, Inc. According to Stephen Matthews’ Financial industry Regulatory Authority (FINRA) BrokerCheck Report, Stephen Matthews, who has been with SagePoint Financial, Inc. since August 16, 2013, is the subject of an investor’s dispute. Here […]