H. Beck, Inc. Brokers Report Alleged Misconduct Affecting Customers H. Beck, Inc. (Rockville, Maryland) is an investment advisor registered with the Securities and Exchange Commission (SEC#: 31165) and brokerage firm regulated by Financial Industry Regulatory Authority (“FINRA”) (CRD#: 1763). As of January 2019, the firm has disclosed 18 regulatory events. Namely, those events concern a […]

Colony Credit Real Estate (NYSE: CLNC) Losses? Soreide Law Group is reviewing possible claims of unsuitability against brokers on behalf of investors who purchased Colony Credit Real Estate Inc. (NYSE: CLNC) because of their broker’s recommendations. CLNC is a commercial real estate credit real estate investment trust. It focuses on origination, acquisition, finance, and management […]

Customers Allege Misconduct By First Allied Securities Brokers Soreide Law Group is investigating claims on behalf of investors who may have been victim to sales practice violations committed by First Allied Securities, Inc. (CRD#: 32344, San Diego, California) brokers including Douglas Alexander and Kevin Vandyke. Here is a summary of customers’ complaints against those brokers: […]

Customers Raise Allegations Of Edward Jones Broker Misconduct Edward Jones – an investment adviser firm and brokerage firm regulated by both Financial Industry Regulatory Authority (“FINRA”) and Securities Exchange Commission (“SEC”) disclosed on its FINRA BrokerCheck Profile that on 71 occasions, the firm has been on the receiving end of a regulatory action for allegedly […]

The Financial Industry Regulatory Authority Inc. (FINRA) has barred DANIEL TODD LEVINE CRD#: 2874319 from acting as a broker or otherwise associating with a broker-dealer firm on January 8, 2019. According to FINRA’s BrokerCheck, without admitting or denying the findings, DANIEL TODD LEVINE consented to the sanction and to the entry of findings that he […]

Global Net Lease Inc. (NYSE: GNL) Losses? Global Net Lease Inc. (NYSE: GNL) Losses?   Soreide Law Group is investigating claims on behalf of investors who were sold Global Net Lease, Inc. (NYSE: GNL) from their broker. GNL – a Triple Net Lease real estate investment trust (REIT) –  is concentrated in the acquisition and […]

Wells Fargo Clearing Services Brokers Face Troubling Allegations Wells Fargo Clearing Services, LLC (CRD#: 19616) is a Financial Industry Regulatory Authority (“FINRA”) regulated brokerage firm and (“SEC”) regulated investment adviser firm. Wells Fargo’s main offices are in St. Louis, Missouri. Wells Fargo has accrued 449 discloses regarding its infractions in the securities industry. 159 of […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: CETERA ADVISORS NETWORK, LLC., and their registered representative, HENRY ARTHUR TAYLOR III (also known as: HENRY ARTHUR TAYLOR, TREY TAYLOR) CRD#: 4641256  (Respondents)  The Claimant, a retired teacher, alleges he suffered losses due to the mishandling of his retirement savings […]

Soreide Law Investigating Claims Against Apollo Commercial Real Estate Finance (ARI) Soreide Law Group is investigating potential claims on behalf of investors who were sold Apollo Commercial Real Estate Finance, Inc. (NYSE: ARI) by their broker. ARI is a real estate investment trust (REIT) primarily originating and investing in commercial mortgages and mezzanine loans which […]