Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors might have sustained losses due to securities broker Mark Norman Miller [CRD: 1142801, White Bear Lake, Minnesota], based on publicly available information reported on FINRA BrokerCheck. Mark Miller has worked with LPL Financial LLC since February 8, 2010, and has also served as an investment adviser with the same firm since April 26, 2011. See the following information to find out more the disclosures made against Mark Miller regarding his investment-related conduct.
Evidently, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Mark Miller. Mainly, the client alleged that Miller made unsuitable recommendations related to an investment in real estate securities. Because of this, the client allegedly sustained damages. Consequently, on May 6, 2025, LPL Financial LLC settled this matter by paying the client $21,000.00 in damages.
Also, a client of LPL Financial LLC contested Mark Miller’s sales practices by filing FINRA Arbitration No. 21-00249. Allegedly, Miller made misrepresentations. Supposedly, Miller caused the client to sustain damages on non-traded real estate investment trusts (non-traded REITs). Therefore, LPL Financial LLC opted to settle the matter on January 11, 2023, by compensating the client in the amount of $27,000.00.
Did you experience losses because of Mark Miller? Reach out to Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a possible recovery recovery. Soreide Law Group has helped to recoup losses for clients throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Miller and brokerage firms Miller worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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