January 10, 2019

Soreide Law Group Files a FINRA Arbitration Against CETERA ADVISORS and Registered Representative, HENRY ARTHUR TAYLOR III

Investment loss

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against:
CETERA ADVISORS NETWORK, LLC., and their registered representative,
HENRY ARTHUR TAYLOR III (also known as: HENRY ARTHUR TAYLOR, TREY TAYLOR) CRD#: 4641256  (Respondents) 
The Claimant, a retired teacher, alleges he suffered losses due to the mishandling of his retirement savings by the Respondents. The Claimant alleges he was recommended an outside investment in a trucking company by Taylor. Allegedly, HENRY ARTHUR TAYLOR III failed to conduct adequate due diligence and the outside investment was a total loss. The lawsuit alleges that the Respondent Cetera was negligent in failing to supervise Taylor causing losses to the Claimant’s retirement funds.
According to the lawsuit, the allegations against the Respondents’ in this case are: breach of fiduciary duty, negligence, and breach of contract.
The lawsuit is alleging losses of $55,000.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, HENRY ARTHUR TAYLOR III has 5 Disclosures on his report.  Taylor has been in the securities industry for 15 years and was listed with 4 firms.  He has been listed with the following since 5/17/2017:
MOLONEY SECURITIES CO., INC.
2964 W. Huntsville Avenue Suite C
Springdale, AR 72762
These are the other firms Taylor was registered with:
09/03/2013 - 03/31/2017  CETERA ADVISOR NETOWRKS LLC - SPRINGDALE, AR
07/25/2008 - 09/03/2013  TOWER SQUARE SECURITIES, INC. - SPRINGDALE, AR
03/24/2003 - 07/16/2008  PRUCO SECURITIES, LLC - SPRINGDALE, AR
If you’ve also experienced investment losses due to the actions or recommendations of CETERA ADVISORS NETWORK, LLC., and/or registered representative,  HENRY ARTHUR TAYLOR III, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at:  888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA.  We operate on a contingency fee basis—no fee if no recovery.

S H A R E   T H I S   P O S T

Recent Posts

October 6, 2026
John Alex Settled Customer Disputes At Morgan Stanley And UBS

John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

October 6, 2026
Sam Bhushan Of Cabin Securities Named In Pending Private Placement Claims

Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.

October 6, 2026
Sterling Louviere Of Cabin Securities Named In Pending Private Placement Claim

Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2026 Soreide Law Group, PLLC  |  All Rights Reserved