oreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against:
CETERA ADVISORS NETWORK, LLC., and their registered representative,
HENRY ARTHUR TAYLOR III (also known as: HENRY ARTHUR TAYLOR, TREY TAYLOR) CRD#: 4641256 (Respondents)
The Claimant, a retired teacher, alleges he suffered losses due to the mishandling of his retirement savings by the Respondents. The Claimant alleges he was recommended an outside investment in a trucking company by Taylor. Allegedly, HENRY ARTHUR TAYLOR III failed to conduct adequate due diligence and the outside investment was a total loss. The lawsuit alleges that the Respondent Cetera was negligent in failing to supervise Taylor causing losses to the Claimant’s retirement funds.
According to the lawsuit, the allegations against the Respondents’ in this case are: breach of fiduciary duty, negligence, and breach of contract.
The lawsuit is alleging losses of $55,000.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, HENRY ARTHUR TAYLOR III has 5 Disclosures on his report. Taylor has been in the securities industry for 15 years and was listed with 4 firms. He has been listed with the following since 5/17/2017:
MOLONEY SECURITIES CO., INC.
2964 W. Huntsville Avenue Suite C
Springdale, AR 72762
These are the other firms Taylor was registered with:
09/03/2013 – 03/31/2017 CETERA ADVISOR NETOWRKS LLC – SPRINGDALE, AR
07/25/2008 – 09/03/2013 TOWER SQUARE SECURITIES, INC. – SPRINGDALE, AR
03/24/2003 – 07/16/2008 PRUCO SECURITIES, LLC – SPRINGDALE, AR
If you’ve also experienced investment losses due to the actions or recommendations of CETERA ADVISORS NETWORK, LLC., and/or registered representative, HENRY ARTHUR TAYLOR III, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis—no fee if no recovery.